• Develop and lead the enterprise compliance strategy aligned with institutional growth plans and regulatory expectations, anticipating regulatory shifts that may impact expansion into new states, programs, and delivery models. • Serve as senior advisor to executive leadership on regulatory risk, accreditation strategy, and compliance exposure. • Provide compliance reporting and risk updates to the CEO and COO to inform long-term portfolio and expansion strategy. • Establish enterprise risk frameworks, compliance dashboards, and monitoring systems. • Lead regulatory strategy for expansion initiatives, new programs, online delivery, and new campus development, ensuring licensing pathways, state authorizations, and accreditor approvals are secured efficiently to support speed-to-market objectives. • Oversee regulatory due diligence and approval pathways for mergers, acquisitions, and institutional transactions. • Ensure regulatory consistency, governance alignment, and operational standardization across all campuses and brands while enabling effective local execution within established compliance frameworks, positioning compliance as a strategic enabler of scalable national growth. • Provide executive oversight for ACCSC and COE accreditation compliance, reporting cycles, site visits, and self-evaluations across multiple institutions and campus locations.

• Host adults with disabilities in their home • Provide personalized care and support tailored to individuals' needs • Assist with daily activities such as medication management, meal preparation, etc.

This role offers the opportunity to serve as a senior regulatory and supervisory leader within a fast-growing, fully-remote financial services environment. You will act as the primary escalation point for complex compliance matters, providing expert guidance on FINRA and SEC regulations while ensuring operational decisions are both practical and defensible. The position combines strategic oversight, hands-on execution, and cross-functional collaboration to maintain regulatory integrity and enable business continuity. You will support high-stakes capital markets transactions, oversee broker-dealer operations, and strengthen supervisory frameworks. Success in this role requires deep regulatory expertise, a strong execution mindset, and the ability to navigate complex, high-risk situations with clarity and confidence. Serve as the primary escalation point for complex compliance and supervisory issues arising from the operations team. Assess regulatory risk, provide clear guidance, and drive timely resolution of escalated matters. Participate in regulatory inquiries, examinations, and audits, coordinating stakeholders and reviewing responses. Provide expert interpretation of FINRA and SEC rules and ensure consistent application across teams. Support compliance programs, including annual Rule 3120 reviews, testing, and onboarding of registered representatives. Review advertising, marketing materials, and internal procedures to ensure regulatory compliance. Provide Series 24 supervisory oversight of broker-dealer operations, capital raises, and M&A transactions. Strengthen supervisory frameworks, policies, and controls while collaborating with Legal, Compliance, Product, and Engineering teams.

• Drive compliance and support sustainability initiatives for world-class products • Partner with the Global Product Compliance team to manage global product certifications and product environmental compliance • Stay current with global compliance and environmental standards and regulations through communications with third party suppliers and training • Work with global business units to ensure development compliance and legacy product continued compliance • Complete customer requests for product declarations or attestations of environmental compliance • Ensure third party lab scheduling, sample and documentation prep for testing • Conduct environmental compliance training for new requirements or revisions to regulations