• Host adults with disabilities in their home • Provide personalized care and support tailored to individuals' needs • Assist with daily activities such as medication management, meal preparation, etc.

This role offers the opportunity to serve as a senior regulatory and supervisory leader within a fast-growing, fully-remote financial services environment. You will act as the primary escalation point for complex compliance matters, providing expert guidance on FINRA and SEC regulations while ensuring operational decisions are both practical and defensible. The position combines strategic oversight, hands-on execution, and cross-functional collaboration to maintain regulatory integrity and enable business continuity. You will support high-stakes capital markets transactions, oversee broker-dealer operations, and strengthen supervisory frameworks. Success in this role requires deep regulatory expertise, a strong execution mindset, and the ability to navigate complex, high-risk situations with clarity and confidence. Serve as the primary escalation point for complex compliance and supervisory issues arising from the operations team. Assess regulatory risk, provide clear guidance, and drive timely resolution of escalated matters. Participate in regulatory inquiries, examinations, and audits, coordinating stakeholders and reviewing responses. Provide expert interpretation of FINRA and SEC rules and ensure consistent application across teams. Support compliance programs, including annual Rule 3120 reviews, testing, and onboarding of registered representatives. Review advertising, marketing materials, and internal procedures to ensure regulatory compliance. Provide Series 24 supervisory oversight of broker-dealer operations, capital raises, and M&A transactions. Strengthen supervisory frameworks, policies, and controls while collaborating with Legal, Compliance, Product, and Engineering teams.

• Drive compliance and support sustainability initiatives for world-class products • Partner with the Global Product Compliance team to manage global product certifications and product environmental compliance • Stay current with global compliance and environmental standards and regulations through communications with third party suppliers and training • Work with global business units to ensure development compliance and legacy product continued compliance • Complete customer requests for product declarations or attestations of environmental compliance • Ensure third party lab scheduling, sample and documentation prep for testing • Conduct environmental compliance training for new requirements or revisions to regulations

• Provide regulatory subject matter expertise and act as an internal consultant on assigned work. • Manage large multi-disciplinary regulatory projects. • Analyze workflows and understand policies, procedures, and constraints of the clinical or business operations related to regulatory requirements. • Conduct in-depth investigations and documentation of operational & report specifications. • Analyze new application releases to determine regulatory build and reporting needs. • Act as a mentor to new and less experienced application analysts. • Track, read and analyze new rulemaking and annual updates to existing regulations. • Maintain Epic certifications.