FIU Director Customer Risk

RiskRiskFull TimeRemoteLeadTeam 5,001-10,000

Location

United States

Posted

1 day ago

Salary

0

Seniority

Lead

No structured requirement data.

Job Description

FIU Director Customer Risk

South State Bank

Role Description The FIU Director/Customer Risk supports SouthState Bank’s enterprise wide BSA/AML Program to ensure all regulatory requirements are met related to compliance with the onboarding, initial and ongoing monitoring and review of high and higher-risk customer relationships. Responsibilities include the identification of high-risk customers and relationships and the review and documentation of high-risk activity. It is the policy of SouthState Bank to comply with the Bank Secrecy Act (BSA), USA PATRIOT Act, and the requirements of the Office of Foreign Assets Control (OFAC), and other related anti-money laundering/anti-terrorist financing initiatives. - Design and implement BSA/AML related customer risk program elements. - Maintain expertise in all industry segments, product types and services generally considered high risk from a BSA/AML perspective. - Manage the unit workflow and ensure duties of staff are performed as expected. - Conduct periodic quality control reviews to ensure high risk reviews are properly documented. - Collaborate with colleagues across the company to protect SSB's interests. - Maintain working knowledge of correspondent banking and manage the monitoring of downstream bank customer activity. - Monitor the regulatory environment and industry trends. - Responsible for the identification, tracking, risk classification and review of all relationships/accounts designated as high or potentially higher risk. - Maintain records related to all higher risk groups for regulatory reporting. - Perform up front due diligence and continued oversight of complex high-risk relationships. - Ensure performance of risk-based periodic reviews of high-risk relationships. - Develop, implement and maintain written procedures to support the functions performed in the Customer Risk unit. - Manage the Customer Risk elements of the bank’s transaction monitoring platform. - Process requests for information related to audits and examinations. - Prepare and deliver training materials to impacted staff as needed. - Assist in projects related to BSA/AML and OFAC. - Act as a technical resource for various business lines. - Escalate activity that meets the established criteria for investigating suspected fraudulent or problem accounts. - Maintain proficiency in all aspects of BSA/AML compliance. - Adhere to all provisions of SouthState Bank policies and procedures. - Other duties and responsibilities may be assigned, according to the needs of the bank. Qualifications - Bachelor’s degree preferred. - Minimum 7-10 years of related senior level BSA/AML experience in the financial services industry. - Experience managing people and projects. - Experience conducting investigations and enhanced due diligence at an advanced level. - Extensive experience with complex commercial structures. - Experience monitoring, reviewing and analyzing account activity. - Certified Anti-Money Laundering Specialist (CAMS) and/or other professional BSA/AML related certification preferred. - In-depth knowledge of BSA/AML regulations related to monitoring of higher risk customer relationships. - Strong understanding of bank operations. - In-depth knowledge of and expertise in all industry segments, products and services classified as higher risk. Requirements - Effectively evaluates situations or conditions before making risk-based decisions. - Makes thoughtful determinations as to situations that should be escalated to executive management. - Reliable in using good judgement. - Superior communication skills, both verbal and written. - Self-motivated, dependable, adaptable, and detail-oriented. - Ability to manage projects collaborating with others in the FIU department. - Ability to develop effective presentations and documentation. - Strong critical thinking, analytical and problem-solving skills. - Ability to effectively manage and oversee FIU employees. - Ability to draft reports and prepare documents. - Ability to work and thrive in a fast-paced environment. - Demonstrate a strong sense of urgency by responding immediately to escalated issues. - Ability to provide exemplary customer service. - Ability to handle and accomplish multiple tasks effectively. - Advanced computer skills (spreadsheet and word processing). - Ability to read, analyze and interpret Federal and State banking regulations. Benefits - Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Related Categories

Related Job Pages

More Risk Jobs

Full TimeRemoteTeam 1,001-5,000H1B No Sponsor

• Provides second line oversight for designated front line business areas. • Supports stakeholder development initiatives in Archer GRC platform. • Develops strong partnerships with second- and third-line business units and stakeholders. • Serves as Archer GRC system subject matter expert to consult and provide advice for module customization activities. • Assists outside business unit partners in creating and maintaining the change management process in Archer GRC: Supports requirements documentation process for existing and future solutions for incorporation into the GRC tool. • Provides oversight to user acceptance testing for proposed changes in system lower environments. • Coordinates deployment release schedule with IT resources and project stakeholders. • Performs User Access Reviews to determine group and role appropriateness for Archer system users across the enterprise. • Enhances and automates reporting functions of second line business partners. • Supports creation of Archer Governance Committee materials as well as monitoring and presentation of system development progress. • Facilitates documentation and approval of Committee meeting minutes with executive stakeholders. • Collaborates with other Risk Management employees on continuous improvement of risk management programs, activities and oversight in the company. • Supports assigned operational functions of the Risk Management Division, which may include: Execution and planning of Risk Operations Program Roadmap initiatives as assigned Execution and planning of Archer Development Roadmap initiatives as assigned Developing and maintaining departmental procedures and program-related reporting as assigned Performing administration and project management duties as needed. • May develop, facilitate and/or support training for business lines on the Archer end user experience, operational risk topics, current industry practices, and/or risk and control standards.

North Carolina
Marsh McLennan logo

Senior Operations Specialist – EH&B Reporting & Governance

Marsh McLennan

Marsh McLennan (NYSE: MMC) brings together 85,000 experts in risk, strategy and people.

Risk1 day ago
Full TimeRemoteTeam 10,001+Since 1871H1B Sponsor

• Provide administrative and reporting support for offshore initiatives • Manage offshoring projects geared toward meeting operational goals, adding efficiency, and driving excellence in client service and agency operations • Monitor service performance against the SLA/KPIs, and review/“challenge” the reporting and results • Track and report issues, trends, and outcomes from monitoring activities to the appropriate senior management • Prepare management information and governance reporting, including escalation protocols for risks • Collaborate with cross-functional teams to identify opportunities for process improvements and efficiently resolve operational issues • Manage and respond to ongoing client or stakeholder requests, escalations, and ensuring timely resolution and maintaining high levels of customer satisfaction • Continuously monitor system and process performance, implementing enhancements to optimize efficiency and effectiveness • Provide system access administrative support

Maryland + 2 moreAll locations: Maryland | South Carolina | Virginia
$56.1K - $104.7K / year
Horizon3.ai logo

Staff Data Governance Administrator

Horizon3.ai

Continuous, autonomous pentesting, powered by NodeZero. Are your systems secure? Don't wait for a breach to find out!

Risk1 day ago
Full TimeRemoteTeam 51-200Since 2019H1B No Sponsor

• Serve as the strategic administrator for GTM data governance across Salesforce and adjacent GTM systems • Define and maintain governance standards for accounts, contacts, leads, opportunities, and related revenue data objects • Establish business rules for field usage, required data, ownership, lifecycle stages, routing dependencies, and record hygiene • Partner with RevOps, Sales, Marketing, Customer Success, Finance, and Business Systems leaders to translate business requirements into scalable data controls and operational policies • Design and maintain governance processes for deduplication, normalization, enrichment, validation, and exception handling • Improve end-to-end GTM workflows by reducing data friction across lead management, opportunity management, forecasting, customer lifecycle management, and partner operations • Identify root causes of data quality issues and drive remediation through process change, automation, user enablement, and system design • Partner with analytics and data teams to improve reporting accuracy, metric consistency, and executive visibility • Establish monitoring and audit routines for data quality, adoption, and policy adherence • Lead complex cross-functional governance initiatives from requirements gathering through rollout and adoption • Identify and champion opportunities to use automation and AI to improve data quality, reduce manual effort, and increase operational consistency • Act as a trusted advisor to GTM leadership on data standards, governance tradeoffs, and scalable operating practices

United States
$160K - $210K / year

Director of Risk Advisory

Concentric Advisors

Concentric Advisors is a risk management firm that provides security services and intelligence solutions to safeguard individuals and organizations worldwide, e

Risk1 day ago

Role Description We are currently looking to hire a Director of Risk Advisory to join our Corporate team in Kirkland! This position allows for remote working arrangements within the United States. Serve as the lead for Concentric’s Risk Advisory business development strategy, aligning Risk Advisory with the broader sales and growth strategy under the Chief Growth & Strategy Officer. In a hands-on consulting capacity, this role will personally deliver senior-level risk consulting services and manage the pipeline of consulting engagements from initial client contact through delivery and invoicing. Responsibilities - Leads Concentric’s Business Development (BD) efforts with a split portfolio — providing Risk Advisory consulting services directly to clients while driving BD growth for the Risk Advisory and Retainer Partnership service lines. - Business Development responsibilities: - Leads and develops the Manager, BD & Intelligence (Risk Advisory & Proposals), overseeing proposal strategy, intelligence support, RFP response quality, and client development activity. - Contributes to BD strategy discussions with the CGSO and VP of Risk Advisory, providing market insight from active client engagements and the Risk Advisory practice. - Manages Concentric’s retainer and partnership client relationships, serving as the primary point of accountability for clients on ongoing advisory agreements. - Risk Advisory Service Delivery responsibilities: - Develops and maintains the Risk Advisory service methodology, deliverable standards, and quality framework in alignment with VP of Risk Advisory and Concentric’s brand and client expectations. - Coordinates with the VP of Risk Advisory on client support and programmatics — including delivery alignment, retainer client management, and joint pursuit development for Risk Advisory mandates. - Manages the pipeline of Risk Consulting projects, including: - Leading initial client engagements to explain Concentric’s risk consulting services. - Developing proposals. - Providing report-writing support, including AI transcript review and proofreading. - Collaborating with the administrative support and invoicing teams to facilitate an optimized invoicing process. - In a consulting capacity, be prepared to undertake: - Physical security assessments in long form and short form. - Emergency management planning. - Security program reviews. - Workplace Violence Prevention & Response planning and training. - Personal security advisories. - Personal security training. - Fractional Security Director delivery, including the management of 1099 contractors and part-time employees. - Ad hoc risk consulting outside of the above. Qualifications - Bachelor’s degree in security management, risk management, criminal justice, or a related field, or equivalent experience. - Extensive experience in risk consulting, corporate security, or physical security assessment. - Demonstrated experience leading consulting engagements and managing a project pipeline. - Experience developing proposals and client-facing deliverables. - This position requires up to 40% travel. Preferred Qualifications - Relevant professional certification (e.g., CPP, PSP, or other ASIS credential). - Experience with workplace violence prevention programs and fractional security leadership. - Background in executive or personal protection advisory. Benefits - The HSA medical plan covers 100% of the premium for employee-only coverage. - The PPO medical plan requires an employee contribution for employee-only coverage. For both plans, Concentric covers a substantial portion of the premium for dependents. - Concentric also offers an HSA employer contribution. - Medical FSA. - Employer-paid insurance: life, STD, LTD, and AD&D. - 401k including employer match & immediate vesting. - 11 paid holidays. - Paid leave (vacation, sick, parental). - Annual Health & Wellness Benefit. - Pet Insurance. - National discount employee program. - Employee Assistance Program for personal needs. - Credentity Protection - Eclipse Digital Protection by Concentric. - Free access to our Risk Intelligence Dashboard and GEAR App, providing 24/7 access to trusted risk intelligence and remote support. - Dedicated Security and Intelligence Training Programs for Professional Development. - Coaching and Mentoring Opportunities. Compensation Seattle, Washington Pay Range: $130,000 — $130,000 USD. Diversity & Inclusion Concentric and SPS Global acknowledge the systemic barriers in the security industry and recognize that removing those barriers will require a collaborative and conscious effort. We are committed to programs and initiatives that promote diversity, equity, and inclusion, enhancing our organization and the broader community. We are creating a diverse environment and are proud to be an equal opportunity employer.

United States
$130K / year