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Marketing Supervisor
Location
United States
Posted
162 days ago
Salary
$58K - $78K / year
Seniority
Lead
Job Description
Marketing Supervisor
D.A. Davidson Companies
• Serve as a supervisory principal for the timely and accurate review and approval of traditional and electronic marketing, advertising and other business communications. • Work with Financial Professionals, branch staff, and Marketing on constructive revisions to meet applicable regulatory standards. • Serve as a supervisory subject matter expert for various social media communications mediums including, but not limited to, Facebook, LinkedIn, etc. • Serve as a resource for the Regional Directors, Regional Supervisory Principals and Branch Office Managers with respect to Communications with the Public. • Assist in development of training and processes related to Communications with the Public as identified through various supervisory reviews or regulatory updates. • Stay current on industry and regulatory updates and trends that affect how materials may be presented.
Job Requirements
- Bachelor’s degree in finance, accounting or business-related field; or relevant securities industry experience.
- Applicable industry exams: FINRA SIE, Series 7, Series 9/10 or 24, and Series 66 or 63/65. If not licensed, must obtain within 120 days.
- Solid knowledge of FINRA, SEC, and MSRB rules concerning advertising and communications with the public, including social media.
- Prior experience reviewing and approving broker/dealer and investment advisory communications preferred.
- Strong written, oral and human relations skills. This role interacts with branch staff, marketing department personnel, and other supervisory personnel.
- Ability to independently, reasonably, and consistently apply Communication with the Public rules in a supportive marketing environment.
- Ability to assess overall risk and propose creative solutions based on current regulatory requirements.
- High understanding of various software and capabilities, including Word, PowerPoint, Excel, and Outlook.
- Strong organizational skills and attention to detail. Ability to work with a high-degree of accuracy while prioritizing multiple tasks.
- Team player who projects a professional and personable manner at all times. Maintain client and Firm confidentiality.
- Occasional opportunity to travel to educational conferences
- Ability to adapt to change and exhibit sound judgment.
- Ability to maintain regular, predictable attendance.
- Must have good time-management skills and be a self-starter.
Benefits
- Medical, Dental and Vision
- Company 401(k)and ESOP contribution
- Generous sick, vacation, and maternity/parental leave
- Paid holidays
- Professional Development Opportunities
- Tuition Reimbursement ($15,000 lifetime cap)
- Discounted personal insurance including home, auto and recreational vehicles
- Charitable gift-matching program
- Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.
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