• Identify and mitigate potential compliance risks for the Bank's Solar Servicing business • Support the design of compliant programs, advising business leaders on regulatory requirements and emerging regulatory risks, and reporting on risks and issues • Partner closely with business on growth and other initiatives • Provide support and subject matter expertise for the evaluation and development of risk assessments, effective regulatory compliance internal controls, issues management, program governance, and process improvements • Be the primary point of contact for filing Solar Servicing’s licensing annual reports; obtaining and maintaining state licenses for Solar Servicing’s licensed activities; and state examinations (including exam responses, escalating findings, and ensuring timely remediation and closure of action items) • Manage a comprehensive compliance monitoring and testing program using risk-based methodologies and deliver actionable reporting and insights to senior management • Oversee third-party servicers to ensure regulatory compliance, including performance monitoring, risk identification, and remediation • Provide guidance to business partners on servicing laws and regulations • Support efforts to monitor regulatory and legal developments, including assessing impacts to business • Support the application of corporate compliance policies and review of procedures developed by the business • Establish and maintain relationships with internal and external business partners through coordination on consumer servicing matters • Perform other duties as assigned

• Collaborate with the Product teams to optimize Affirm's offerings by identifying and mitigating compliance risks without compromising business objectives. • Review and approve financial services marketing materials to ensure they comply with regulations and industry standards. • Partner cross-functionally with Compliance, Legal, Risk, and Product to complete reviews and address root causes of compliance issues. • Develop and maintain compliance training and reference materials. • Operate in a fast-paced environment while delivering detailed and diligent work. • Support the completion of the compliance risk assessment and control inventory, including collecting and documenting results. • Serve as an expert on regulatory compliance, especially as it applies to new and revised financial products and services.

• Import manual subcontractor pay applications into Sage • Request, collect, and track lien waivers and insurance updates • Follow up on missing compliance documents by email and support compliance team as needed • Record and maintain insurance expiration dates; follow up on renewals • Review and approve subcontractor prequalification insurance certificates • Confirm and document organization changes (bank account, address, contact info) per internal process • Support subcontract and insurance audits (document checks, completeness, and status tracking) • Record Procore/Textura payments in Sage (per internal workflow) • Record and track pre-liens and maintain logs/status • File, track and renew local business licenses across multiple states • Track and report metrics (volume, cycle times, aging, and bottlenecks)

Role Description This position coordinates the flow of documentation from the office to the agents, and other real estate companies involved in the contract. It requires maximum attention to detail and high organizational skills. This person must give high attention to the details of the contract and the flow of information. - Searches Listing File for contract Documentation - Reviews Transaction docs - Solely responsible for the accuracy of processing the deal files from the time the deal is entered to closing - Enters data into appropriate platforms - Confirms that all required documentation are uploaded - Follows up with agents for missing items - Follow Transaction procedure as outlined by the Team Lead in appropriate platforms - Enters information into appropriate platforms - Transaction reporting - Confirms commissions with other brokerage - Sends transaction docs to lawyer or other officials, as necessary - Prints Weekly/Monthly List of Contracts Closing and follows up on Outstanding - Reports outstanding issues to Agents and Designated Managing Broker - Tracks all closings and follows up on cheques that have not arrived - Completes weekly flash reports as they pertain to # of sales and listings on a weekly basis - Teaches how to use local transaction platform - Provides other transaction and agent details reporting as required - Maintains MIS reports - Assists with the monthly newsletter Qualifications - Bachelor degree, or relevant experience in the real estate sector - 1+ years of experience in real estate back end transactions processing required - Computer experience essential - Knowledge of Real Estate transaction legal documentation strongly preferred - Basic knowledge of the local Real Estate Transaction requirements & RERA guidelines - Knowledge of Excel - Must be responsible, dependable and trustworthy - Task-oriented, organized, pays attention to details, follows systems, team-worker - Ability to build relationships with agents, conveyors, notaries, Designated Managing Broker - Works well under time restraints Benefits - Fully remote environment - Company provided equipment - Amazing company culture EEO Statement We believe strongly in the value of diversity and creating supportive, inclusive environments where our colleagues can succeed. As such, eXp is proud to be an Equal Opportunity Employer. We do not discriminate on the basis of race, color, ancestry, national origin, religion or religious creed, mental or physical disability, medical condition, genetic information, sex (including pregnancy, childbirth, and related medical conditions), sexual orientation, gender identity, gender expression, age, marital status, military or veteran status, citizenship, or other protected characteristics under federal, state or local law.