• Provide compliance advisory and support to the broker-dealer business and oversee the development of the broker-dealer compliance program • Oversee the FCM compliance program, including the firm's risk management program and annual CCO report • Oversee daily customer segregation computations and related financial and regulatory filings across both the broker-dealer and FCM • Supervise trade and market surveillance across the firm's securities and derivatives products • Serve as the primary point of contact for FINRA, NFA, SEC, and CFTC exams and inquiries • Maintain the firm's AML program covering both broker-dealer and FCM activities • Draft, maintain, and implement Written Supervisory Procedures and other internal policies and procedures • Collaborate cross-functionally with technology, product, and legal teams on trading system operations to ensure compliance with regulation and regulatory expectations • Advise on core compliance matters including registrations, employee trading, outside business activities, and continuing education requirements • Review and approve advertising, marketing, and sales materials

• Support oversight of the existing Privacy compliance program across jurisdictions, with primary focus on U.S. requirements and alignment to global privacy obligations, where required suggest improvements. • Translate Legal guidance and regulatory requirements into policies, standards, and control expectations, ensuring clear articulation of compliance requirements for first-line teams. • Provide oversight and maintain existing governance frameworks and standards for core privacy program areas, including: • Data subject rights (DSAR) processes and SLAs • Data protection impact assessment (DPIA) governance and documentation standards • Consent and preference management expectations • Data retention and deletion requirements • Partner with Product and Engineering to advise on and review the design and implementation of privacy controls, ensuring alignment to regulatory expectations while maintaining second-line independence. • Provide independent oversight and effective challenge of first-line privacy control environments, including review of control design, identification of gaps, and tracking of remediation actions. • Oversee privacy incident and breach response processes from a governance perspective, including review of escalation, documentation, and outcomes, in coordination with Legal on notification requirements. • Maintain privacy risk registers and support risk assessment processes, including DPIA oversight, issue identification, and remediation tracking. • Monitor adherence to privacy requirements and control expectations, including data subject rights processes, consent management, and regulatory obligations, and escalate issues where gaps are identified. • Support audits, regulatory examinations, and bank partner reviews by coordinating second-line input, reviewing materials, and tracking remediation actions. • Produce and contribute to privacy monitoring and governance reporting, including metrics and risk summaries for management and risk committees (e.g., RMC, CRMC). • Partner with third-party risk functions to provide second-line oversight of privacy considerations in vendor and merchant onboarding and monitoring processes. • Collaborate with international compliance and DPO functions to support consistent application of privacy governance frameworks, without assuming DPO accountability. • Support privacy training and awareness by defining requirements and reviewing program effectiveness in coordination with first-line execution teams.

Role Description To show visible leadership and take personal accountability for health, safety, security and the environment in accordance with Calor GB’s Health, Safety, Security and Environment Policy, HS-Q-01 within their geographical area of responsibility. This role acts as the eyes and ears of the Customer Engineering Leadership Team. - Ensure field teams carry out work safely and to the required technical standards via live in-field observations and post job assessments. - Provide SME support across all work types, ensuring compliance with Calor, LGUK, UKAS and BS/EN Standards. - Support the wider Calor community in Sales, Marketing, or Customer Service queries including incident investigation, install specification, and marketing event support. - Maintain and communicate changes in Legislation, Codes of Practice, Calor standards, industry best practice, and new products. - Support and coach colleagues, particularly during the onboarding and training of New-Entrants, New Starters, and office staff. - Carry out assessments with recently trained engineers in the field as part of their course completion and final sign-off. - Feed back concerns and gaps highlighted in the field to the training and technical teams for continuous improvement. - Conduct consumer incident investigations, determining causes, highlighting trends, and liaising with Insurance and legal partners. - Support the Customer Engineering training team in developing, maintaining, and briefing out training content as required. Qualifications - Wide range of experience within the Liquid Gas industry. - Current ACS Certification. - Experience and knowledge to work/advise both within and outside of processes and procedures in a safe and considered way. - Experience with a wide range of LPG equipment. - Experience of working with multi-disciplined teams across different functions within Calor. Requirements - Current MCA Inspector or ability to meet the Inspection Body criteria. - Hold a current Auditing qualification. - Hold a current Vocational Assessors qualification. - Hold a current SHEA Gas qualification. - Hold IOSH Managing Safely qualification. - Hold a WAH for Managers qualification. - Understand MCA Inspection activity & Inspection Body requirements. - Experience of working with External bodies such as UKAS or Gas-Safe. Key Responsibilities - Show visible leadership and take personal accountability for health, safety, security and the environment in accordance with Calor GB’s Health, Safety, Security and Environment Policy, HS-Q-01. - Monitor the application of Calor and Industry specifications, procedures, and SSOW using Audit, Assessment, and Observation. - Support and coach colleagues, aiding their development by providing feedback and guidance directly. - Support the creation, maintenance, delivery, and in-field assessment of training. - Provide ongoing updates to the field on new equipment, new processes, and companywide initiatives. - Support the wider Calor teams; Sales, Marketing, HSSE, Tank Refurb, and others with SME support. - Carry out assessments with recently trained engineers in the field as part of their course completion and sign-off. - Provide ownership and follow up on actions raised through in-field Audit, Assessment, and Observations. - Conduct consumer incident investigations and follow up, determining causes and highlighting trends. - Support the Customer Engineering training team in developing, maintaining, and briefing out training content as required.

• Prepare and ensure timely submission of regulatory reports for Mashreq UAE. • Compute and report key prudential metrics, including Capital Adequacy Ratio (CAR). • Compile and submit regulatory returns for Mashreq subsidiaries to CBUAE.