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Compliance Officer, MLRO
Location
Switzerland
Posted
26 days ago
Salary
0
Seniority
Mid Level
Job Description
Compliance Officer, MLRO
Keyrock
• Ensuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures • Conducting compliance risk assessments and elaborating an annual compliance plan • Developing and implementing a plan of second-line controls and conducting the tests • Assessing future business activities to identify potential compliance risks • Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees • Ensuring the compliance trainings are effective and up to date • Keeping abreast with regulatory changes and maintaining the policies and procedures up to date • Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc… to integrate compliance requirements into business processes • Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO) • Carrying out the duties of a MLRO as per the AML/CTF Framework • Representing Keyrock CH and LI in all matters of money laundering prevention internally and externally • Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments • Conducting regular audits and reviews to ensure compliance with AML/CTF requirements and internal policies • Drafting of compliance points of attention and recommendations and assisting the Group Head of Compliance or Group General Counsel (Group level) with management information reports
Job Requirements
- Solid experience as a Compliance officer (2nd line of defense) in a regulated financial institution in Switzerland and/or Liechtenstein, ideally with exposure to MLRO responsibilities or similar
- Experience in engaging with Swiss and Liechtenstein regulatory authorities
- Excellent knowledge of financial regulations such as MiCAR, AML/CTF, market abuse, data privacy
- Understanding of the digital assets ecosystem is a major plus
- A relevant degree, preferably in business or law, is required
- Extensive experience in implementation of monitoring and control processes to support policies and procedures
- A compliance qualification for example ACAMS or a Masters in a related field would be an advantage
Benefits
- A competitive salary package, with various benefits
- Autonomy in your time management thanks to flexible working hours and the opportunity to work remotely
- The freedom to create your own entrepreneurial experience by being part of a team of people in search of excellence
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