AlpacaDB logo
AlpacaDB

AlpacaDB, Inc., also known as Alpaca and Alpaca Securities, is an API stock and crypto brokerage platform that enables services to embed investing and developers to build applicati

Compliance Associate, Appointed Representatives

Location

United Kingdom

Posted

29 days ago

Salary

0

Seniority

Mid Level

English

Job Description

Compliance Associate, Appointed Representatives

AlpacaDB

• Responsibility for overseeing and approving the onboarding of ARs • Responsibility for overseeing the ongoing monitoring AR’s (including final sign off for their Financial Promotions) • Review and approval of financial promotions for s21 clients, including high risk products • Assisting with FCA filings

Job Requirements

  • Strong knowledge of FCA Handbook and Rules
  • Knowledge of Anti-Money Laundering regulations and operations
  • Experience in either producing/executing or overseeing a Compliance Monitoring Plan (CMP)
  • Compliance oversight experience
  • Strong attention to detail
  • Comfortable working in a digital environment
  • Comfortable working in a remotely based company
  • The ability to adapt quickly to changing situations
  • Ability to manage workloads well, without supervision
  • As well as an ability to work unsupervised, the ideal candidate should also work well in a diverse and collaborative team environment.

Benefits

  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

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