• Assist investment advisers and other financial services firm customers with regulatory obligations. • File annual updating amendments and other-than-annual amendments for Form ADV. • Process applications for new representatives of investment adviser and broker-dealer firms, including Form U4. • Coordinate with state and SEC regulators to secure registration for customer firms. • Submit various SEC EDGAR filings, such as Form 13F, Form 13H, and Form ID. • Handle Form D and blue sky filings for private funds. • Complete Form PF for hedge fund, private equity, and venture capital advisers. • Review disciplinary matters affecting customers for proper DRP disclosure. • Coordinate with Comply’s internal compliance experts, client services representatives, and other departments. • Attend team meetings and provide regular reporting to supervisor. • Work with Comply’s proprietary software, including MyRIACompliance and ComplianceGuardian. • Support remote team by clarifying and helping resolve complicated customer matters. • Assist your Regulatory Filings team with various other tasks as assigned.

• Lead enterprise-wide governance for frameworks and regulations including NIST 800-171, DFARS, and CMMC. • Drive organizational readiness and successful execution of CMMC Level 2 assessments across Aerospace & Defense (A&D) sites. • Oversee the full lifecycle of internal and external IT audits. • Implement and manage the enterprise GRC platform to centralize compliance tracking, POA&M management, and risk reporting. • Define and enforce access control standards. • Direct the development and maintenance of System Security Plans (SSPs). • Partner with site-level IT teams to identify vulnerabilities and embed security controls into business processes. • Lead cross-functional security and compliance initiatives.

It’s More Than a Career, It’s a Mission. Our people are the foundation of our success. By joining our growing team at Sarah Cannon Research Institute (SCRI), a subsidiary of McKesson, you will have the opportunity to become part of one of the largest community-based cancer programs to advance oncology treatments and improve outcomes for cancer patients across the globe. We look for mission-driven candidates who have a desire to advance the fight against cancer and make a difference in the lives of patients diagnosed with cancer every day. Our Mission People who live with cancer – those who work to prevent it, fight it, and survive it – are at the heart of every decision we make. Bringing the most innovative medical minds together with the most passionate caregivers in their communities, we are transforming care and personalizing treatment. Through clinical excellence and cutting-edge research, SCRI is redefining cancer care around the world. Our Clinical Regulatory Affairs Specialist I primary responsibilities include managing and planning regulatory affairs compliance for industry sponsors and/or sites in networks. This position will work closely with the regulatory affairs management, department director and/or primary investigators to ensure compliance, preparing for auditing activities while meeting strict deadlines. The Regulatory Affairs Specialist I will maintain a full study workload with minimal supervision. This position is a US-based, full time, fully remote position; relocation assistance and sponsorship are not available. Duties include and are not limited to: - Establishes and maintains a document management system for regulatory electronic files - Maintains FDA and GCP required regulatory documentation for individual sites, studies, sponsors and/or other networks. Ensures all regulatory documentation is compliant with local Standard Operating Procedures (SOPs) for format and content - Maintains critical documentation ensuring compliance - Modifies and/or develops informed consent forms and updates and manages protocol, investigator drug brochure and consent form modifications or amendments in compliance with IRB policy and HIPAA. This includes time sensitive correspondence with sponsors and other stakeholders. - Organizes and processes documentation for IRB submission for multiple trials - Processing of Protocol Deviations that meet the IRB reportable criteria - Submits urgent safety notifications to the IRB - Other duties as assigned Qualifications for success include: - Associate's Degree or higher is preferred, high school graduation diploma required - qualified experience may be substituted for education - 1+ year work experience in a clinical research, pharmaceutical, site management organization highly desired focused in required regulatory affairs - Knowledge of medical terminology, FDA, other regulatory processes highly preferred About Sarah Cannon Research Institute Sarah Cannon Research Institute (SCRI) is one of the world’s leading oncology research organizations conducting community-based clinical trials. Focused on advancing therapies for patients over the last three decades, SCRI is a leader in drug development. In 2022, SCRI formed a joint venture with former US Oncology Research to expand clinical trial access across the country. It has conducted more than 850 first-in-human clinical trials since its inception and contributed to pivotal research that has led to the majority of new cancer therapies approved by the FDA in the past decade. SCRI’s research network brings together more than 1,300 physicians who are enrolling patients into clinical trials at more than 200 locations in 20+ states across the U.S. Please click here to learn more about our research offerings. We care about the well-being of the patients and communities we serve, and that starts with caring for our people. That’s why we have a Total Rewards package that includes comprehensive benefits to support physical, mental, and financial well-being. Our Total Rewards offerings serve the different needs of our diverse colleague population and ensure they are the healthiest versions of themselves. For more information regarding benefits through our parent company, McKesson, please click here. As part of Total Rewards, we are proud to offer a competitive compensation package. This is determined by several factors, including performance, experience and skills, equity, regular job market evaluations, and geographical markets. In addition to base pay, other compensation, such as an annual bonus or long-term incentive opportunities may be offered. McKesson has become aware of online recruiting-related scams in which individuals who are not affiliated with or authorized by McKesson are using McKesson’s (or affiliated entities, like CoverMyMeds or RxCrossroads) name in fraudulent emails, job postings or social media messages. In light of these scams, please bear the following in mind: McKesson Talent Advisors will never solicit money or credit card information in connection with a McKesson job application. McKesson Talent Advisors do not communicate with candidates via online chatrooms or using email accounts such as Gmail or Hotmail. Note that McKesson does rely on a virtual assistant (Gia) for certain recruiting-related communications with candidates. McKesson job postings are posted on our career site: careers.mckesson.com. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

• Own day-to-day execution of trade compliance data governance across Quince’s product catalog, including product classification and customs data across multiple countries. • Manage classification workflows end-to-end, including intake, prioritization, review, issue resolution, and escalation handling. • Review, validate, and maintain product classifications and compliance data to ensure accuracy, consistency, and audit readiness. • Serve as the subject matter expert for complex classification determinations, including ambiguous or high-risk scenarios. • Ensure trade compliance data required for customs filings and regulatory declarations is accurately maintained in internal systems. • Apply and refine classification standards, business rules, and escalation processes to support scalable compliance execution. • Execute and strengthen internal controls across classification, customs valuation, and free trade agreement eligibility. • Conduct internal audits of product classifications, broker filings, and compliance records to identify risks and improve control effectiveness. • Partner with sourcing and merchandising teams on tariff engineering, FTA analysis, and upstream decisions impacting compliance outcomes. • Collaborate cross-functionally with operations, logistics, legal, and technology teams to resolve compliance issues and improve data quality. • Translate complex regulatory requirements into clear operational workflows, guidance, and system requirements. • Support the evolution of trade compliance systems, tooling, and data governance frameworks. • Identify process gaps and recurring issues, recommending improvements to enhance scalability, consistency, and compliance integrity.