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OppFi logo
OppFi

Tech-enabled mission-driven specialty finance platform broadening the reach of community banks to extend credit access

Compliance Associate, Issue Management

ComplianceComplianceFull TimeRemoteMid LevelTeam 501-1,000Since 2013H1B SponsorCompany SiteLinkedIn

Location

United States

Posted

113 days ago

Salary

$59.2K - $88.8K / year

Seniority

Mid Level

Bachelor Degree3 yrs expEnglishSQL

Job Description

Compliance Associate, Issue Management

OppFi

• Responsible for oversight & tracking of identified issues and validating all tasks have been completed to fully close an issue. • Research escalated issues to pinpoint possible causes, customer population affected, and the impact they may have experienced. • Responsible for risk rating issues to assess the material significance and relevance of identified compliance risks. • Collaborate with different department leaders to identify solutions that reduce identified compliance risk, while minimizing business impact and implement customer remediation efforts. • Advise Business on appropriate solutions to identified risks, where applicable. • Review and assess business-proposed changes to products and processes for relevant compliance risks. • Independently lead other projects that will prevent, detect, and mitigate regulatory risk as assigned. • Identify risk trends and conduct trend analysis for Corrective Action reporting provided to CEO, Executive team, Bank Partners, etc. • Monitor internal company communication channels for potential issues, if needed. • Optimize the Corrective Action Program by identifying areas in the process flow that can be improved upon and lead efforts to implement resulting changes.

Job Requirements

  • Bachelor’s degree required - preferably in Finance, Business, IT, Economics, etc.
  • 3+ years of experience in consumer lending, preferably at a Fintech.
  • Proficient knowledge of consumer financial regulations, including Regulation Z, Regulation B, Fair Credit Reporting Act, Fair Debt Collections Practices Act, Telephone Consumer Protection Act, SCRA, Regulation E, ESIGN, and Privacy.
  • Proficient with data queries such as SQL & JIRA.
  • Ability to assess the material significance and relevance of identified risks and identify trends across the organization.
  • Intermediate or better analysis skills including Excel or Google Sheets.
  • Project Management Software skills, experience with Monday a plus.
  • Experience working with external parties such as Bank Partners, Auditors, etc.
  • Experience identifying process/program efficiencies and willingness to lead change efforts.
  • Excellent communication skills, verbal and written.
  • Experience assessing marketing materials for compliance risks.
  • Ability to work independently with minimal oversight in a fast-paced environment and meet deadlines with attention to detail.
  • Proven ability to collaborate and build strong relationships with all internal stakeholders.
  • Passion for doing what is best for the customer.

Benefits

  • Flexible, remote environment
  • 401(k) matching program
  • Generous paid time off
  • Medical, dental, and vision coverage
  • Tuition reimbursement
  • DoorDash DashPass
  • Figo pet insurance
  • Rocket Lawyer
  • Access to LinkedIn Learning
  • Lifestyle benefits platform (Fringe)

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Sentinel Blue logo

CMMC Certified Assessor

Sentinel Blue

Enterprise cybersecurity for small and medium businesses | Specialize in defense and federal | Ask us about CMMC/DFARS

Compliance113 days ago
Full TimeRemoteTeam 11-50H1B No Sponsor

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United States
Full TimeRemoteTeam 10,001+H1B No Sponsor

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DaVita Kidney Care logo

Manager, Corporate Compliance

DaVita Kidney Care

At DaVita, we strive to be a community first and a company second. We want all teammates to experience DaVita as "a place where I belong." Our goal is to embed belonging into everything we do in our Village, so that it becomes part of who we are. We are proud to be an equal opportunity workplace and comply with state and federal affirmative action requirements. Individuals are recruited, hired, assigned and promoted without regard to race, national origin, religion, age, color, sex, sexual orientation, gender identity, disability, protected veteran status, or any other protected characteristic.

Compliance113 days ago
Full TimeRemoteTeam 10,001+Since 1994H1B No Sponsor

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Learn more at https://careers.davita.com/benefits Colorado Residents: Please do not respond to any questions in this initial application that may seek age-identifying information such as age, date of birth, or dates of school attendance or graduation. You may also redact this information from any materials you submit during the application process. You will not be penalized for redacting or removing this information.

United States
$78K - $119K / year
Job Closed
Stryker logo

Senior QMS Training Specialist

Stryker

Together with our customers, we are driven to make healthcare better. #WeAreStryker

Compliance113 days ago
Full TimeRemoteTeam 10,001+Since 1941H1B Sponsor

Work Flexibility: Remote or Hybrid or Onsite Join the Ortho Tech division as a Senior QMS Training Specialist and help strengthen the shared services QMS team. In this role, you will support the vision of Ortho Tech by driving a compliant, scalable training program that improves and maintains our Quality Management System. Your work will empower employees and directly influence the quality of the life‑changing orthopaedic products we deliver. Preference for candidates located in the Central or Eastern Time zones. What You Will Do: - Administer and enhance the division’s training program in the LMS to ensure alignment with QMS requirements. - Establish, update, and evaluate training curricula, user groups, and assignments to maintain accurate compliance. - Collaborate with process owners and managers to define training needs and ensure employees receive correct, timely assignments. - Monitor training effectiveness through metrics such as assignment accuracy, completion rates, and audit‑readiness. - Support daily QMS workflows, including documentation and system upkeep. - Partner with divisional and cross‑divisional teams to coordinate training for employees supporting Ortho Tech processes. - Coordinate with Corporate LMS Shared Services to maintain consistent LMS functionality and administration. - Provide user support by troubleshooting LMS inquiries and resolving assignment issues. - Contribute to departmental QMS discussions and support additional QMS tasks beyond training. What You Need: Required: - High school diploma with a minimum of 8 years of relevant experience, or - Bachelor’s degree with a minimum of 2 years of related experience - Experience working in a regulated industry Preferred: - LMS administration experience - Experience with LMS software, MS Word, Excel, PowerPoint - Experience interfacing with various departments - Familiarity with QMS principles $72,500 - $157,200 salary plus bonus eligible + benefits. Individual pay is based on skills, experience, and other relevant factors. Travel Percentage: 10% Stryker Corporation is an equal opportunity employer. Qualified applicants will receive consideration for employment without regard to race, ethnicity, color, religion, sex, gender identity, sexual orientation, national origin, disability, or protected veteran status. Stryker is an EO employer – M/F/Veteran/Disability. Stryker Corporation will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information.

United States
$72.5K - $157K / year
Job Closed