• Utilize advanced analytical techniques to assess complex information sets, enabling the formulation of logical and well-supported recommendations for reporting to global regulatory bodies and internal stakeholders. • Conduct comprehensive end-to-end reviews of potential illegal or suspicious activities, ensuring thoroughness and accuracy in all investigations. • Perform timely and detailed analyses of instances of potential Anti-Money Laundering (AML) activities and suspicious financial transactions across diverse jurisdictions and countries, adhering to local and international compliance standards. • Leverage both internal data and various open-source research platforms to investigate potentially illicit activities, thereby supporting informed investigative decisions. • Document findings in a narrative format within both manual and automated case management systems and prepare comprehensive reports for management as required.

• Governance : develop and maintain a comprehensive GRC strategy and roadmap aligned with business objectives. Lead the creation and enforcement of standards, policies, controls, audits, reporting across various enterprise and product verticals. • Risk Mgmt : develop and operationalize a risk assessment and management framework on a periodic basis to enable prioritization and remediation of critical issues. Define and deliver measurable scorecards and metrics to enable data driven decision making • Compliance : ensure compliance with various regulatory standards and frameworks ( ISO, NIST, SOC2, CCPA, GDPR, etc). Lead internal and external audit activities including tracking and resolving deficiencies and remediations. • Partner closely with Legal / IT / Finance / Security to align on the GRC program and deliver a cohesive integrated risk management framework. • Led defining requirement and reporting (scorecards) of data life cycle management across enterprise and product domains working with data platform and legal team.

• Governance : develop and maintain a comprehensive GRC strategy and roadmap aligned with business objectives. Lead the creation and enforcement of standards, policies, controls, audits, reporting across various enterprise and product verticals. • Risk Mgmt : develop and operationalize a risk assessment and management framework on a periodic basis to enable prioritization and remediation of critical issues. Define and deliver measurable scorecards and metrics to enable data driven decision making • Compliance : ensure compliance with various regulatory standards and frameworks ( ISO, NIST, SOC2, CCPA, GDPR, etc). Lead internal and external audit activities including tracking and resolving deficiencies and remediations. • Partner closely with Legal / IT / Finance / Security to align on the GRC program and deliver a cohesive integrated risk management framework. • Led defining requirement and reporting (scorecards) of data life cycle management across enterprise and product domains working with data platform and legal team.

• Perform pre-exam testing by analyzing risk assessments, establishing sample selection criteria, testing selected samples per departmental procedures and reviewing relevant documentation. • Conduct onsite branch inspections, review electronic and physical reports and documents, and interview financial advisors, support staff and branch management. • Leverage your expertise and judgment to evaluate testing results and assess the adequacy and effectiveness of the branches control environment. • Hold meetings with branch management to discuss preliminary findings, identify root causes of noted issues, and obtain formal responses to exam results. • Collaborate with local management and key personnel to address identified business risks and policy violations and develop comprehensive corrective action plans to facilitate the timely remediation of identified issues. • Collaborate with branch examination management to assess whether a branch office complies with regulatory requirements and Firm policies and procedures. • Oversee multiple examinations and projects concurrently. • Maintain up-to-date knowledge of industry and regulatory changes.