• Ensures compliance with governmental requirements • Analyzes business requirements and advises internal business units • Builds relationships with market leadership teams and external regulators • Oversees Medicaid operations to ensure compliance and minimize risk • Performs risk assessments and develops compliance monitoring work plans • Interprets state and federal regulatory requirements

• Aids in the commercialization of new cannabis products, facility modifications, and marketing initiatives in coordination with stakeholder departments by helping to ensure regulatory requirements are met. • Maintains comprehensive knowledge of the assigned regulatory processes across the business including but not limited to marketing, supply chain, quality, procurement, and facility operations. • Conducts internal reviews and provides feedback on packaging, labelling, product hardware, facility modifications, marketing and advertising materials, community events, ancillary merchandise, and other related needs. • Prepares, reviews, and submits required documentation to appropriate regulatory agencies as they apply to product commercialization, facility modifications, and marketing/advertising projects. • Monitors regulatory changes, technical documentation, and participates in industry trade group activities to ensure the Company remains up to date on applicable regulatory requirements. • Coordinates with cross-functional teams to ensure change management plans are completed to achieve compliance with changes in laws or regulations. • Assist with the drafting, review, and approval of standard operating procedures. • Other duties as assigned.

• Develop, implement, and improve the company’s compliance program across gaming, social sportsbook, DFS, and prediction market verticals • Own the regulatory, market, and credit risk profiles required for prediction market licensing • Draft, maintain, and improve compliance policies, procedures, internal controls, rulebooks, and terms and conditions • Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules • Lead regulatory registrations, applications, and filings under FCM frameworks and prepare the organization for the ongoing obligations that accompany them • Ensure compliance with the Commodity Exchange Act (CEA), CFTC, and NFA rules governing event-based products • Ensure all consumer-facing initiatives, marketing campaigns, disclosures, and user acquisition strategies comply with FTC guidelines and consumer protection standards • Review marketing, advertising, and educational materials for compliance with both FTC standards and applicable CFTC/NFA advertising rules • Oversee privacy compliance, including data protection, security practices, and user consent frameworks alongside product teams • Serve as the primary point of contact for state gaming authorities, federal regulators (CFTC and FTC), and self-regulatory organizations • Manage regulatory filings, licensing renewals, independent audits, and regulatory examinations • Monitor, interpret, and proactively translate shifting federal and state laws impacting all Fliff verticals • Oversee and improve Anti-Money Laundering (AML), Counter-Financing of Terrorism (CFT), fraud prevention, and Know Your Customer (KYC) programs • Partner with internal security and operations teams to investigate suspicious activity, detect market manipulation, and manage high-level escalations • Support contracting and commercial work without slowing it down • Partner closely with Legal, Risk, Product, Engineering, Operations, Payments, Marketing, and Finance teams to build compliant operations under federal and state frameworks

• Intervene in state regulatory proceedings to provide comments and other advocacy pleadings supporting the company positions. • Advocate company positions before staff and other stakeholders at state commission meetings, ISO/RTO stakeholder committee meetings, other forums and at FERC. • Track initiatives (rulemakings, proposed tariff changes, etc.) in 2-3 wholesale electric markets, participate in stakeholder meetings in those markets and identify and advocate for positions supportive of the company’s business. • Coordinate closely with the Voltus Energy Markets team on all advocacy and regulatory policy work in wholesale markets and at the state commission level. • Determine a course of action when necessary, whether individually or by working with trade associations, to influence initiatives and collectively advocate for change. • Be a public advocate and spokesperson on behalf of the company’s interests, by participating in stakeholder meetings, drafting comments, and meeting with critical players (e.g., Commissioners, RTO employees). • Master our business by working across the organization (Energy Markets, Operations, Engineering, Sales, Finance) and use that knowledge in advocacy. • Build strong relationships with stakeholders, including regulatory commission(er)s, federal agencies and officials, state energy officials and legislators, ISO/RTOs, environmental groups, consumer, and trade associations. • After 3-6 months of onboarding, manage your responsibilities with limited oversight from the Chief Regulatory Officer.