Block builds simple, powerful tools that make progress towards an economy that’s truly open to all.
Compliance Issues Management Advisory Lead
Location
California
Posted
1 day ago
Salary
$217.8K - $326.8K / year
Seniority
Lead
Job Description
Compliance Issues Management Advisory Lead
Block
Role Description As Block's compliance program grows in scale and complexity, we need dedicated, expert-level oversight of how compliance issues are identified, triaged, and governed. This role ensures emerging risks receive consistent, rigorous attention from the moment they surface — and builds the intake and lookback processes that keep our program audit-ready and regulator-defensible across AML/BSA, Sanctions, and Consumer Protection. You will manage key elements of the issues management lifecycle, with a focus on pre-issue identification and lookback oversight. This role sits within the Compliance Issues Management Oversight (CIMO) program on the Regulatory Compliance Strategy (RCS) team and reports to the RCS Lead. You'll be the centralized point of contact for teams surfacing potential compliance issues — advising them from discovery through formal submission, coordinating cross-functional remediation, and ensuring robust lookback governance. If you're looking for high-visibility, high-autonomy work at the intersection of compliance strategy, issues management, and technical execution, this role was built for you. Responsibilities - Serve as the centralized point of contact for teams identifying potential compliance issues — providing end-to-end advisory from discovery through formal submission and resolution. - Lead intake triage with consistent risk criteria and facilitate root cause analysis with subject-matter experts. - Convene and lead cross-functional working groups to assess potential issues, classify scope, determine governance track assignments, and coordinate remediation approach. - Govern lookback activities across AML/BSA, Sanctions, and Consumer Protection remediations. - Develop and maintain intake procedures, decision trees, and classification criteria. - Perform quality reviews on issue documentation, action plans, evidence packages, and closure submissions. - Identify and implement opportunities to automate issues management workflows using AI and automation tools. - Partner with the CIMO and enterprise issues management team on system-of-record integrity, reporting alignment, and tooling. - Track and report on program metrics to inform leadership and regulatory reporting. Qualifications - 8+ years of experience in compliance issues management, remediation oversight, or governance within a regulated financial services environment. - Deep knowledge of anti-money laundering (BSA/AML), Sanctions/OFAC, and Consumer Protection regulations. - Demonstrated experience managing end-to-end issue lifecycles. - Experience with regulatory examinations and enhanced regulatory oversight. - Strong data and technical fluency. - Excellent cross-functional and organizational, presentation, verbal, and written communication skills. - Experience facilitating divergent conversations with senior management. - Experience leveraging AI, automation, and workflow tooling to drive efficiency in compliance processes. Benefits - Remote work options. - Medical insurance. - Flexible time off. - Retirement savings plans. - Modern family planning options. Company Description Block, Inc. (NYSE: XYZ) builds technology to increase access to the global economy. Each of our brands unlocks different aspects of the economy for more people: - Square: makes commerce and financial services accessible to sellers. - Cash App: is the easy way to spend, send, and store money. - Afterpay: is transforming the way customers manage their spending over time. - TIDAL: is a music platform that empowers artists to thrive as entrepreneurs. - Bitkey: is a simple self-custody wallet built for bitcoin. - Proto: is a suite of bitcoin mining products and services.
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