Empower logo
Empower

We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age, race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.

Brokerage Operations Processing Specialist

Location

United States

Posted

2 days ago

Salary

$50.3K - $69.1K / year

Seniority

Junior

Bachelor Degree1 yr expEnglish

Job Description

Brokerage Operations Processing Specialist

Empower

• Efficiently review and process various client requests, including account enrollments, distributions, transfers, and complex transactions such as estate settlements • Demonstrate expertise in Self-Directed Brokerage plan conversions and maintenance, managing setup, transactions, and research tasks with precision • Update and maintain client accounts across multiple platforms to ensure accurate and up-to-date information • Thoroughly review required legal documentation for completeness before initiating processing • Collaborate with clearing firm representatives, brokers/traders, colleagues, and other stakeholders, ensuring clear and effective communication to clarify information and address inquiries

Job Requirements

  • Bachelor’s degree or an equivalent combination of education and professional work experience
  • 1+ years of experience in brokerage services/operations
  • FINRA 7 registration required
  • FINRA fingerprinting required
  • NetX 360/Pershing experience a plus
  • Basic Microsoft Office knowledge; proven brokerage operations and industry knowledge

Benefits

  • Medical, dental, vision and life insurance
  • Retirement savings – 401(k) plan with generous company matching contributions (up to 6%)
  • Tuition reimbursement up to $5,250/year
  • Business-casual environment that includes the option to wear jeans
  • Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
  • Paid volunteer time — 16 hours per calendar year
  • Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
  • Business Resource Groups (BRGs) – BRGs facilitate inclusion and collaboration across our business internally and throughout the communities where we live, work and play. BRGs are open to all.

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