• Manage ASC 340-40 (Deferred Costs Accounting) • Maintain complete and accurate account reconciliations • Perform monthly and quarterly calculations, including amortization schedules and true‑ups • Prepare and record related journal entries • Maintain organized, audit‑ready support and documentation • Prepare and update ASC 340‑40–related financial statement footnotes • Partner with Advisor Compensation team to ensure accuracy, GAAP compliance and assist in automation of process • Support M&A Transactions • Meet with newly acquired teams to understand billing processes, revenue models, and contracts. • Conduct detailed diligence on transition‑related financial and accounting items • Identify gaps, risks, and adjustments to strengthen financial onboarding • Support accurate and timely post‑close financial reporting • Serve as an accounting resource for cross‑functional teams during integrations • Support Technical Accounting • Conduct technical accounting research on complex or non-routine transactions • Support writing technical accounting memos • Provide technical support during audits by providing memos, documentation and explanations of accounting conclusions • Perform Ad Hoc Audit and Project Support • Provide ad hoc support for internal and external audit requests • Assist with special projects focused on process improvement and strengthening internal controls • Collaborate cross‑functionally on one‑off issues and strategic initiatives

• Reviews all Banking Transactions for appropriate documentation • Accurately applies Cash Receipts in accordance with Customer payment • Responds to all internal and external requests and inquiries in a timely manner • Partners with internal Account Managers to clear Cash on Account and collaborates to research and respond to discrepancies with Customer payments and invoicing • Processes refunds of premium and correspondence relating to refunds • Reconciles carrier statements, researches and corrects discrepancies on Net Return Premium • Partners with the Accounting team on month end closing • Maintains files and documentation thoroughly and accurately, in accordance with company policy and accepted accounting practices • Oversees Trust Bank Accounts • Creates and maintains correspondence for the payment of administrative fees, commissions, access fees and overpayments • May train new employees regarding Relation Accounting processes and procedures • Identifies and recommends process improvements as needed • Performs other projects, duties, and tasks, as assigned.

• Perform Lead Accountant responsibilities for Corporate Reconciliation functions • Complete general ledger and internal Demand Deposit Account (DDA) reconciliations • Resolve complex reconciliation exceptions • Document new departmental procedures and support audit requests • Mentor and provide in-depth knowledge transfer

• Maintain and reconcile General Ledger accounts to ensure accurate and complete financial records • Prepare and post journal entries, accruals, and month-end adjustments in accordance with US GAAP • Support month-end and year-end close processes for a public company environment • Prepare and review balance sheet reconciliations; investigate and resolve reconciling items timely • Manage and support Accounts Payable activities, including invoice processing, payment runs, and vendor reconciliations • Review AP transactions for accuracy, proper authorization, and compliance with internal controls • Assist with preparation of financial statements and internal management reporting • Support quarterly and annual audits by preparing schedules, documentation, and responding to auditor inquiries • Execute, document, and maintain internal controls in compliance with SOX requirements • Participate in SOX testing, walkthroughs, and remediation efforts as needed • Identify control deficiencies or process inefficiencies and recommend improvements • Partner with the Finance leader on accounting projects, system implementations, and process enhancements • Build knowledge of public company accounting policies, disclosures, and reporting requirements