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Osaic

Empowering you to thrive

Transitions Consultant

ConsultantConsultantFull TimeRemoteJuniorTeam 1,001-5,000H1B No SponsorCompany SiteLinkedIn

Location

Arizona + 3 moreAll locations: Arizona | Florida | Nebraska | Minnesota

Posted

72 days ago

Salary

$60K - $70K / year

Seniority

Junior

Bachelor Degree1 yr expExperience acceptedEnglish

Job Description

Transitions Consultant

Osaic

• Prepares and executes transition plans for new Financial Professionals • Manages regular touchpoints with transitioning Financial Professional to instill confidence in the onboarding process and ensure excellent communication occurs. • Closely monitors the asset transfers for the financial professionals by providing hands-on support and monitoring/resolving any NIGOs. • Acts as an advocate for the transitioning Financial Professionals with any other areas across the organization to push for resolution, escalation of issues, and responsiveness to any questions. • Manages cross-organizational projects. • Must be able to build effective business relationships with internal departments, financial professionals and external service providers.

Job Requirements

  • 1 + years of Financial Services Industry experience preferably in broker-dealer or wealth management space
  • Knowledge of the securities industry and retirement plan industry.
  • Ability to work well cross-departmentally to ensure client expectations are met.
  • Experience and comfort with a high-volume setting with competing demands, multiple priorities, and fast-paced environment.
  • Strong written and oral communication skills
  • Detail oriented.
  • Ability to organize, prioritize and re-prioritize, adapt in a changing environment, and handle multiple projects simultaneously.
  • Must be proficient in MS Office applications.
  • Must obtain the Securities Industry Essentials (SIE) and either the Series 7 or Series 99 license within 12 months of employment if not already obtained at the time of hire.
  • At least two years of experience in a transition assistance or similar role client service or relationship management role

Benefits

  • health, vision, dental insurance
  • 401k
  • vacation and sick time
  • volunteer days and much more

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