• Audit service ticket completion reports • Assist lead coordinators in lead dissemination and follow-ups • Monitor and verify compliance with operational and safety policies • Identify discrepancies or patterns in operational procedures • Prepare reports and present audit findings to management • Participate in ongoing virtual meetings and training sessions with management • Take on additional auditing or operational tasks as the role evolves

• Develop and implement regulatory strategies to ensure compliance with global, regional, and local regulatory requirements. • Monitor and analyze regulatory developments and trends in the blockchain and cryptocurrency sectors. • Advise senior management on regulatory risks and opportunities. • Build and maintain relationships with regulatory bodies, industry groups, and other stakeholders. • Collaborate with product, legal, and engineering teams to ensure that compliance requirements are integrated into the development of products and services. • Prepare and submit regulatory filings, reports, and documentation as required. • Lead internal and external audits and regulatory inspections. • Conduct regulatory risk assessments and develop mitigation strategies. • Educate and train employees on regulatory requirements and best practices. • Represent Merkle Science in regulatory forums, conferences, and industry events.

• Review of marketing assets (for various channels - such as online, e-mail, and Direct Mail) to ensure that copy and offers comply with legal, regulatory, branding guidelines and policies; • Communicate errors, rationale, required actions, approvals, exceptions and status to Marketing Managers; • Maintain project status and necessary documentation in the project database and Excel tracker; • Complete creative review accurately within established deadlines and cycle-time and quality benchmarks; • Identify and resolve outstanding issues in a timely and effective manner; • Follow account policies and department’s Best Practices to ensure components of the mailings are accurate, and have passed compliance policies; • Work independently and collaboratively, taking initiative to support other corporate projects and ensure workload and productivity is aligned with capacity expectations; • Actively participate in meetings and training sessions; • Successfully pass monthly QA audits; • Support other corporate projects and initiatives; • Perform other duties as assigned.

• Act as the primary subject matter expert for all CIRO and securities regulatory requirements related to the lifecycle of entity accounts (e.g., account opening, KYC for entities, trading permissions, registered accounts, documentation, and ongoing monitoring). • Partner closely with Product Managers, Engineers, Designers, and Operations leaders throughout the product development lifecycle (discovery, design, launch, and iteration) to integrate regulatory requirements into the product platform. • Drive the development and enhancement of foundational platform components to support the complexities of entity account types. • Create and maintain internal regulatory documentation, policies, and procedures specific to entity accounts. Lead training sessions for internal stakeholders on new features and regulatory changes. • Identify, assess, and mitigate regulatory compliance risks associated with entity accounts and new product initiatives, ensuring alignment with the company’s risk appetite. • Support regulatory examinations and internal audits related to entity account practices, preparing necessary documentation and explanations.