Compliance Coordinator II
Location
Pennsylvania
Posted
1 day ago
Salary
0
Seniority
Senior
No structured requirement data.
Job Description
Compliance Coordinator II
Ascensus
Title : Compliance Coordinator II Location: Philadelphia United States Job Description:Philadelphia, Pennsylvania - Full time - Opening on: Jun 15 2026 - Remote - Ascensus Add to favorites View favorites Ascensus is the leading independent technology and service platform powering savings plans across America, providing products and expertise that help nearly 16 million people save for a better today and tomorrow. Section 1: Position Summary This position is responsible for supporting our clients compliance related requirements and requests though leveraging experience, knowledge and independent resolution to achieve client satisfaction. An additional responsibility of this position includes independently working on initiatives to help support client satisfaction. This position is also responsible for providing leadership by example and serving as a technical resource to ensure client expectations are met and/or exceeded. Section 2: Job Functions, Essential Duties and Responsibilities - To assist our clients with their annual IRS reporting requirement, prepare and quality control IRS Large Form 5500, inclusive of all appropriate schedules and reconciliations which include Schedule C. - Expertise with annual Compliance testing (ADP/ACP, 410(b) 415, 402(g)) as required for clients. - Perform and quality control advanced client requested calculations which include Profit Sharing integrated, QNEC, QMAC, Match contributions and review of plan document to ensure that provisions have been correctly applied to the calculation. - Expertise associated with plan documents to assist with client resolution. - Support Client Service teams through timely comment resolution and phone support including external conference calls to assist with client resolution. - Participate in annual Post Mortem meetings that are held in collaboration with other teams throughout the organization to continuously improve the Client Experience. - As a Compliance Service''s subject matter expert, review and update training materials for instructor led courses as well as assisting the Training team with presenting the material. - Train and mentor associates in Compliance Services to ensure processes are reviewed to determine that the best client experience is being provided. - Ability to take lead or participate on special projects within the Compliances Services department or represent Compliance Services on cross-departmental projects or initiatives. This includes providing status update to the Compliance Services team. - Assist the Leadership team with the review and quality control of external communications sent to our clients. - Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients. - Our I-Client service philosophy and our Core Values of People Matter, Quality First and Integrity Always should be visible in your actions on a day to day basis showing your support of our organizational culture. Supervision - As a Compliance Service''s subject matter expert, review and update training materials for instructor led courses as well as assisting the Training team with presenting the material. - Train and mentor associates in Compliance Services to ensure processes are reviewed to determine that the best client experience is being provided. Section 3: Experience, Skills, Knowledge Requirements - A minimum of 4 years industry experience in retirement services environment, including compliance testing and 5500 experience. - Ability to make sound business judgments while effectively balancing client needs and organizational considerations. - Advanced analytical and problem solving skills. - Ability to work additional hours as necessary to meet business needs. - Consistently demonstrate an advanced level of proactive client focus. - Ability to work with a high level of independence. - Ability to work within a team structure to ensure common goal of providing exceptional customer service. - Strong coaching and mentoring skills. - Strong knowledge base of ERISA, DOL and IRS regulations, and plan documents (individually designed and prototype).
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Chief Ethics, Compliance and Risk Officer
Agilon HealthAHI agilon health, inc. Remote - USA Location: Columbus, OH Pay Range: $100,000.00 - $122,600.00 Salary range shown is a guideline. Individual compensation packages can vary based on factors unique to each candidate, such as skill set, experience, and qualifications.
Role Description Chief Ethics, Compliance and Risk Officer - Strategic Advisory & Business Partnership: - Serve as a strategic partner to senior leadership, integrating compliance and ethics considerations into business planning, growth initiatives, and decision-making. - Advise on healthcare regulatory matters affecting business operations, market strategy, and strategic initiatives across Medicare Advantage, ACO, and value-based care models. - Support complex transactions, new market expansion, and partner relationships by providing proactive compliance guidance that facilitates execution while protecting the organization. - Ensure company and partner communications related to Markets, ACO, and Growth achieve business objectives while maintaining regulatory compliance and protecting confidential and proprietary information. - Partner with senior management to integrate compliance considerations into business planning and decision-making at the enterprise level. - Compliance Leadership & Risk Management: - Develop and implement comprehensive compliance and risk management programs aligned with enterprise strategy. - Oversee compliance operations across healthcare, corporate governance, privacy, and other regulatory domains. - Design and monitor internal controls and compliance monitoring systems. - Lead risk assessment initiatives in partnership with enterprise stakeholders, vendors, and business partners. - Ensure alignment between compliance functions and Compliance/Audit Committee requirements. - Drive policy development that balances business enablement with regulatory compliance. - Build and sustain a compliance culture through training, communication, and stakeholder engagement. - Manage regulatory relationships and coordinate responses to regulatory inquiries. - Compliance Program Operations: - Communicate the importance of the Compliance Program to the executive management team, Board of Directors, and the agilon health enterprise; 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Compass GroupFounded in 1941, Compass Group is a multinational corporation and the world’s largest provider of contract foodservice and support services. Headquartered in
Role Description Compass Group North America has an exciting opportunity in the Technology & Risk Governance team as a Controls & Compliance Analyst, whose role will assist in the support of a strong regulatory compliance program and improve the framework for ensuring compliance with applicable regulatory and industry standards. Combining regulatory acumen with technical knowledge, this Controls & Compliance Analyst role will assist in improving regulatory compliance by partnering with IT and business teams. The Controls & Compliance Analyst will design controls and drive improvements while continuously reviewing and updating control operational processes. This role will help Compass achieve regulatory compliance objectives while limiting impact on operations. Essential Duties and Responsibilities - Engage and build relationships with the application teams to understand current processes and procedures that will drive control design. - Collaborate with compliance control owners to design IT General Controls (ITGCs) to meet regulatory requirements. - Assist in verifying and validating IT General Controls (ITGCs) for design effectiveness and operational sustainability. - Maintain controls documentation and create new documentation as needed. - Assist in identifying and implementing automation opportunities to proactively validate compliance. - Support periodic reviews and updates to information security policies, coordinating with IT, Legal, Auditing and other business teams to collect content. - Provide input into risk mitigation strategies and programs. - Support IT risk, audit, and compliance reporting via consolidated dashboards to aid in executive management decision making process. Qualifications - Experience managing control design efforts across various applications and tool sets. - Exceptional communication skills with diverse audiences. - Strong critical thinking and analytical skills. - Precision in designing controls, control documentation, and audit evidence to ensure it meets completeness and accuracy requirements. - Strong leadership, project, and team-building skills, including the ability to lead teams and drive initiatives in multiple areas. - Demonstrated ability to identify risks associated with business processes, operations, information security programs, and technology projects. - Ability to work in a fast-paced environment and juggle multiple priorities and work with various stakeholders. - Ability to partner with team members to achieve results that make business sense, including identifying opportunities for effective improvements. - Ability to work independently while being able to contribute successfully to cross-functional teams. Requirements - 5+ years of experience in a combination of information security and audit. - In depth working knowledge in data analytics and programming (Python scripts, etc.). - Exposure to compliance regulations such as UK CR, SOX, PCI-DSS, and GDPR are highly desired. - Security certifications including CISA, CISM, CISSP, and GIAC is highly desired. - Exceptional interpersonal skills, including teamwork and facilitation. - Excellent written, verbal, communication, and presentation skills. - Experience in a global retail/hospitality environment is preferred. - Knowledge and experience of Information Security Risk and Compliance governance. - Bachelor’s degree in a related field of study, or equivalent experience. Benefits - Medical - Dental - Vision - Life Insurance/AD - Disability Insurance - Retirement Plan - Paid Time Off - Paid Parental Leave - Holiday Time Off (varies by site/state) - Personal Leave - Associate Shopping Program - Health and Wellness Programs - Discount Marketplace - Identity Theft Protection - Pet Insurance - Commuter Benefits - Employee Assistance Program - Flexible Spending Accounts (FSAs)
SENIOR TECHNOLOGY CONTROLS AND COMPLIANCE ANALYST
Compass GroupFounded in 1941, Compass Group is a multinational corporation and the world’s largest provider of contract foodservice and support services. Headquartered in
Role Description Compass Group North America has an exciting opportunity in the Technology Risk & Governance team as a Controls & Compliance Sr Analyst, whose role will assist in the support of a strong regulatory compliance program and improve the framework for ensuring compliance with applicable regulatory and industry standards. Combining regulatory acumen with technical knowledge, this Controls & Compliance Sr Analyst role will assist in improving regulatory compliance by partnering with IT and business teams. The Controls & Compliance Sr Analyst will help drive strategic initiatives to maintain compliance and create sustainable control operational processes. This role will help Compass achieve regulatory compliance objectives while limiting impact on operations. Essential Duties and Responsibilities - Engage and build relationships with the application teams to understand current processes and procedures that will drive control design. - Drive collaboration with compliance control owners to design IT General Controls (ITGCs) to meet regulatory requirements. - Perform actions to verify and validate IT General Controls (ITGCs) operations for design effectiveness and operational sustainability. - Maintain controls documentation and create new documentation as needed. - Assist in identifying and implementing automation opportunities to proactively validate compliance. - Support periodic reviews and updates to information security policies, coordinating with IT, Legal, Auditing and other business teams to collect content. - Provide input into risk mitigation strategies and programs. - Support IT risk, audit, and compliance reporting via consolidated dashboards to aid in executive management decision making process. - Provide knowledge sharing with control owners to broaden their understanding of controls and drive effective design. Qualifications - Experience managing control design efforts across various applications and tool sets. - Exceptional communication skills with diverse audiences. - Strong critical thinking and analytical skills. - Precision in designing controls, control documentation, and audit evidence to ensure it meets completeness and accuracy requirements. - Strong leadership, project, and team-building skills, including the ability to lead teams and drive initiatives in multiple areas. - Demonstrated ability to identify risks associated with business processes, operations, information security programs, and technology projects. - Ability to work in a fast-paced environment and juggle multiple priorities and work with various stakeholders. - Ability to partner with team members to achieve results that make business sense, including identifying opportunities for effective improvements. - Ability to work independently while being able to contribute successfully to cross-functional teams. Requirements - 7+ years of experience in a combination of information security and audit. - In depth working knowledge in data analytics and programming (Python scripts, etc.). - Exposure to compliance regulations such as UK CR, SOX, PCI-DSS, and GDPR are highly desired. - Security certifications including CISA, CISM, CISSP, and GIAC is highly desired. - Exceptional interpersonal skills, including teamwork and facilitation. - Excellent written, verbal, communication, and presentation skills. - Experience in a global retail/hospitality environment is preferred. - Knowledge and experience of Information Security Risk and Compliance governance. - Bachelor’s degree in a related field of study, or equivalent experience. Benefits - Medical - Dental - Vision - Life Insurance/AD - Disability Insurance - Retirement Plan - Paid Time Off - Paid Parental Leave - Holiday Time Off (varies by site/state) - Personal Leave - Associate Shopping Program - Health and Wellness Programs - Discount Marketplace - Identity Theft Protection - Pet Insurance - Commuter Benefits - Employee Assistance Program - Flexible Spending Accounts (FSAs)
