• Operate with proficiency across compliance functions, owning projects end-to-end and helping advance the maturity and effectiveness of our enterprise compliance program. • Serve as a trusted advisor to internal stakeholders and clients. • Identify, assess, and mitigate risk across the organization. • Build dashboards, metrics, and workflows to improve compliance processes. • Mentor junior staff and building team capability through functional expertise and project leadership. • Communicate expectations across all divisions; establish and integrate best practices.

• Review and edit stormwater compliance reports resulting in good quality information to be present to our clients. • Check reference spreadsheets to verify report information. • Bridge the gap between client manager requests and crew execution. • Verify assets by checking Asset lists. Rotate photos and correct verbiage as needed. • Correct questions such as vegetation height, mowing performed and other asset information. • Pull non-compliant information or issues; to be reviewed by management and/or estimators. • Note any deficiencies & site related notes on the field notes spreadsheets. • Assist with Annual Reports when needed. • Provide field assistance and information such as asset maps or deficiency info.

• Conduct KYC reviews and client risk assessments, including periodic review forms, assigning appropriate risk ratings under the supervision of the Compliance Officer; • Support the onboarding of new clients and funds, including performance of AML/CTF/CPF procedures; • Respond to KYC and due diligence requests from counterparties, prime brokers, administrators, custodians and correspondent banks, ensuring timely and accurate provision of the Organisation’s KYC documentation pack; • Maintain and update the Organisation’s KYC documentation pack, ensuring all entity documents, UBO information and regulatory certificates remain current; • Monitor client activity and escalate concerns to the Compliance Officer as appropriate; • Assist with FATCA and CRS obligations, including DITC registration, annual reporting and self-certification reviews; • Support Economic Substance Notification (ESN) filings and assist in assessing the Organisation’s economic substance obligations; • Assist with Beneficial Ownership Register (BOR) obligations and annual exemption notifications under the Beneficial Ownership Transparency Act; • Support the preparation and timely submission of Fund Annual Returns (FAR) and other CIMA regulatory filings; • Help prepare materials for AMLCO/MLRO reports and internal Board Reports; • Support the development and communication of the risk and compliance framework, with an emphasis on risk mitigation and business risk assessment; • Assist in reviewing and updating compliance policies in line with regulatory changes; • Contribute to the maintenance of the company’s risk register and risk appetite statement; • Support the preparation and updating of country risk assessments and the company’s geographical heat map; • Assist in maintaining compliance with CIMA’s Corporate Governance Rule and Internal Controls Rule, including supporting annual governing body reviews and documentation; • Maintain compliance logs and records as required by applicable governing regulations and CIMA guidance; • Monitor regulatory developments and relevant legislative changes, flagging updates to the Compliance Officer; • Assist in coordinating and conducting internal compliance reviews and monitoring activities; • Support the implementation of corrective actions to address identified compliance gaps; • Support the Organisation’s readiness for CIMA onsite inspections, including full-scope and thematic reviews; • Help foster a culture of compliance awareness throughout the Organisation; • Assist in delivering staff training on key AML regulations, cybersecurity procedures and internal policies; • Assist with the preparation of Compliance Letters and support operations with compliance-related workflow improvements.

• As our new Regulatory Affairs Manager (all genders), you will be the central point of contact for all regulatory and product compliance matters. • You ensure that our products, packaging and communications comply with applicable legal requirements and support internal teams in implementing regulatory requirements efficiently and pragmatically. • You will work closely with product development, sourcing, marketing and external partners to ensure regulatory requirements are considered early on. • Responsibility for all regulatory processes and ensuring compliance with all relevant cosmetics law, product safety, trade and environmental requirements. • Ensure legally compliant product labeling and regulatory-compliant communication across packaging, marketing materials, retail channels and digital touchpoints. • Advise internal stakeholders on regulatory, product safety and compliance-related issues and provide sound, actionable recommendations. • Manage and coordinate external partners such as regulatory consultancies, testing laboratories and legal advisors. • Monitor regulatory developments and translate new requirements into concrete actions for product, retail and marketing teams, supporting cross-functional teams throughout the entire product lifecycle – from product development to market launch.