Senior Associate, Investment Operations
Location
United States
Posted
4 days ago
Salary
$46.7K - $108.3K / year
Seniority
Senior
Job Description
Senior Associate, Investment Operations
Mariner
• Oversee onboarding of new accounts (Equities, Fixed Income, Options, Structured Notes, etc.) into internal systems such as Orion, Salesforce, and Moxy. • Address new account processing requests from advisors and trading teams before enrollment into Mariner strategies. • Process closed accounts across multiple trading platforms, following direction from advisors and the investment team. • Set up securities across various platforms and resolve set up issues in Orion, including security classifications and characteristics. • Manage account restrictions both during onboarding and as recommended by advisors and investment leads. • Complete daily reconciliation of trading platforms (Moxy, Perform, FixFlyer). • Ensure timely trade settlement by collaborating with Investment teams, custodians, and brokers, and resolving any related issues. • Serve as a key contact and subject matter expert for investment and trading queries from wealth management teams. • Assist with monthly composite return calculations and quarterly fact sheet preparation. • Conduct regular quality control checks on trading platforms. • Organize and maintain investment-related documents in Box, including fact sheets, educational content, process documents, and manager ADVs. • Participate in continuous improvement initiatives for operational processes.
Job Requirements
- 2+ years of experience in investment operations and/or trading support
- Undergraduate degree in a business-related field preferred
- Experience with options trading and options account setup at custodians preferred
- Proficient in portfolio management and trading platforms (Orion, Perform, Moxy, FixFlyer, Charles River)
- Experience with Salesforce
- Experience with new account paperwork and processing at custodians such as Fidelity, Schwab, and Pershing
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Professional development opportunities
- Bonuses
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Director of Financial Planning & Analysis
Klopp Richardsand AssociatesKlopp Richards & Associates would like to thank all applicants in advance for their expressed interest in this opportunity. For immediate consideration of this exceptional opportunity, please forward your updated cv to Coralie at caltonwerth@klopprichards.com quoting job posting 5565.
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