Boutique client-focused professional services firm, specializing in providing finance and risk consulting services
Senior Internal Auditor – SOX Compliance
Location
Philippines
Posted
19 days ago
Salary
0
Seniority
Senior
Job Description
Senior Internal Auditor – SOX Compliance
Evolve Global Services
• Responsible for planning, executing, and reporting on internal control audits and SOX 404 compliance testing • Ensure the organization complies with the Sarbanes-Oxley Act • Evaluate the design and operational effectiveness of internal controls • Collaborate with business process owners, external auditors, and other stakeholders • Lead and perform walkthroughs and detailed testing of internal controls under the Sarbanes-Oxley Act • Evaluate the design and effectiveness of key controls • Identify control deficiencies and develop remediation plans • Coordinate and maintain relationships with external auditors • Prepare and review workpapers and testing documentation • Assist in the annual risk assessment and scoping process for SOX compliance • Provide guidance on internal control best practices • Support or lead other internal audit projects or special reviews • Assist in the implementation and improvement of governance, risk, and compliance tools • Participate in process improvement and automation initiatives related to SOX compliance
Job Requirements
- Bachelors degree in Accounting, Finance, Business Administration, or related field
- CPA, CIA, or CISA certification preferred or actively pursuing
- At least five (5) years of experience in internal audit, public accounting (Big 4 preferred), or a combination, with a strong focus on SOX 404 compliance
- Strong understanding of COSO Internal Control Integrated Framework (2013)
- Knowledge of PCAOB standards, SEC requirements, and SOX 404 compliance
- Proficient in Microsoft Excel, PowerPoint, and audit management tools
- Proficient with business process and internal controls over financial reporting
- Strong analytical, critical thinking, and problem-solving skills
- Excellent verbal and written communication skills
- Ability to work independently and as part of a team in a fast-paced environment
- High level of integrity and professional skepticism.
- Experience supporting audit teams based in the U.S.
Benefits
- Remote work flexibility
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• Lead operational audits across functions such as Operations, Supply Chain, Food Safety, Cash and Carry, Financial processes and Transportation. • Analyze unstructured and incomplete data to identify risks, inefficiencies, and improvement opportunities • Break down complex, ambiguous issues into clear, actionable insights • Assess operational effectiveness and process performance, not just compliance • Communicate clear, practical recommendations to business leaders, including root cause and improvement opportunities • Collaborate effectively with business partners while maintaining independence and professional skepticism • Independently manage audit workstreams, adapting scope and approach as risks and insights emerge • Provide day‑to‑day guidance, coaching, and on‑the‑job development to Staff Auditors assigned to engagements • Review staff workpapers and analyses, providing constructive feedback to strengthen audit quality and analytical thinking • Support the development of audit staff by modeling strong judgment, operational mindset, and professional communication • Contribute to internal audit initiatives, such as methodology enhancements, analytical approaches, or knowledge sharing across the team
• Responsible for auditing coding and billing accuracy. • Identifying trends/problems and making recommendations for improvement. • Providing education to clinical and administrative staff. • Coordinating with various departments for proper documentation of services.
Quality Assurance Auditor
University of MiamiThe University of Miami (UM) is a private research university with a tradition of academic excellence dating to the school's founding in 1925. As an employer, UM is one of the larg
Role Description The University of Miami/UHealth department of Neurology has an exciting opportunity for a Full Time Quality Assurance Auditor to work at the UHealth Medical Campus. The Quality Assurance Auditor conducts routine and focused audits of human subject research protocols to ensure compliance with federal and local regulations and guidelines, and research site specific standard operating procedures. The incumbent advises appropriate institutional officials of deficiencies and recommends necessary corrective actions, with follow up to ensure that needed actions have been implemented. - Remains in compliance with federal, state, and local regulations, and extramural agencies' requirements, and conducts inquiries of laboratory and research protocols. - Prepares reports of investigations and inquiries for internal or external use. - Assists with the preparation of educational programs and presents them to groups and individuals in the University’s research community. - Monitors new legislation or changes in regulations that might affect the University's compliance in conducting research and recommends changes to administrative policies and procedures. - Assists in the creation and maintenance of internal policies and standard operating procedures, as well as University-wide policies intended to assist University researchers in maintaining compliance with research standards and guidelines. - Maintains quality assurance related databases, and electronic and paper audit files. - Adheres to University and unit-level policies and procedures and safeguards University assets. Qualifications - Bachelor’s degree in relevant field required - Minimum 1 year of relevant experience required - Learning Agility: Ability to learn new procedures, technologies, and protocols, and adapt to changing priorities and work demands. - Teamwork: Ability to work collaboratively with others and contribute to a team environment. - Technical Proficiency: Skilled in using office software, technology, and relevant computer applications. - Communication: Strong and clear written and verbal communication skills for interacting with colleagues and stakeholders. - Any relevant education, certifications and/or work experience may be considered. Requirements - Responsible for supporting regulatory compliance and quality assurance activities for the Brain Endowment Bank in alignment with NIH contract requirements. - Collaborate with the Brain Bank Executive Director and Operational Committee to ensure compliance with all regulatory and contractual requirements, including oversight of compliant biospecimen management practices. - Partner with the Brain Endowment Bank Executive Director and Research Laboratory Manager to review and update the Quality Management Plan (QMP) and Standard Operating Procedures (SOPs) to support continuous improvement and ensure compliance with NCI best practices and applicable local, state, and federal regulations. - Conduct quarterly internal audits and serve as the external auditor for the biennial audit process. - Oversee ongoing quality assurance activities, including review of procedures, outcomes, and investigations of nonconforming brain/tissue products and processes. - Collaborate with the Executive Director to report quarterly and biennial audit results and routine evaluations of QMP and SOP effectiveness to the Contracting Officer’s Representative (COR). Benefits - Competitive salaries - Comprehensive benefits package including medical, dental, tuition remission and more.
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PediatrixPediatrix Medical Group is one of the nation’s leading providers of highly specialized health care for women, babies, and children. Since 1979, Pediatrix has grown from a single neonatology practice to a national, multispecialty medical group. Committed to providing coordinated, compassionate, and clinically excellent services High-quality, evidence-based care supported by significant investments in research, education, quality-improvement, and safety initiatives
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