• Establish and lead a “compliance-by-design” framework that keeps Alpaca’s twin ADGM licences, Category 3A and 3B, in pristine regulatory standing. • Chair the internal Compliance Committee and deliver quarterly reports to the Board. • Keep a live register of all FSRA rules and update policies. • Own the AML/CFT programme, conduct annual business-risk assessments. • Maintain the Accepted Virtual Asset list, oversee blockchain-analytics, and ensure compliance with FSRA requirements. • Run a risk-based monitoring plan, complete thematic reviews, and store evidence for inspections. • Specify and integrate KYC/AML engines and trade-surveillance tools. • File all periodic and ad-hoc FSRA returns on time; act as single point of contact for enforcement queries. • Deliver annual AML and rules refreshers; maintain logs for 6 years. • Maintain the breach register and oversee remediation.

Role Description MMS is seeking a qualified candidate to maintain a strong understanding of regulations and guidance as they pertain to compliance. The role includes: - Understanding how to plan, prepare, and conduct GxP audits independently. - Supporting clients with the development or refinement of Quality Management Processes or Systems. - Managing project activities related to quality and compliance. - Authoring and managing audit documents independently. - Monitoring vendors and clinical investigator sites to ensure processes are followed and quality is maintained. - Assisting in other duties related to overall compliance within the Quality and Compliance department, as requested. - Willingness to travel up to 30% of the time for audits within the US and internationally as needed. Qualifications - College graduate in scientific, medical, clinical discipline, or related experience; Masters preferred. - Minimum of 7 years’ experience in GCP regulated industry if not a college graduate. - Minimum of 5 to 7 years’ experience in GCP regulated industry (e.g., Clinical Research Coordinator, Clinical Research Associate, or GCP Auditor). - Expertise within CROs, scientific and clinical data/terminology, and the drug development process. - Experience with project oversight including document management, vendor qualifications, and training management. - Proficiency with MS Office applications. - Hands-on experience with clinical trial and pharmaceutical development preferred. - Good communication skills and willingness to work with others to clearly understand needs and solve problems. - Excellent problem-solving skills. - Good organizational and communication skills. - Proficient with applicable regulatory requirements. - Strong technical writing skills. Requirements - College graduate in scientific, medical, clinical discipline or related experience, Masters preferred; or minimum of 7 years’ experience in GCP regulated industry if not a college graduate. - Minimum of 5 to 7 years’ experience in GCP regulated industry (i.e., Clinical Research Coordinator, Clinical Research Associate, or GCP Auditor). - Expertise within CROs, scientific and clinical data/terminology, and the drug development process. - Experience with project oversight including but not limited to; document management, vendor qualifications, training management. - Proficiency with MS Office applications. - Hands-on experience with clinical trial and pharmaceutical development preferred. - Good communication skills and willingness to work with others to clearly understand needs and solve problems. - Excellent problem-solving skills. - Good organizational and communication skills. - Proficient with applicable regulatory requirements. - Must have strong technical writing skills. Benefits

• Manage the full regional Compliance function, with a direct focus on the UK • Lead the zerohash UK licensing process under the new FSMA regulations • Maintain an understanding of UK and other EEA regulations; regulatory and compliance requirements; and developments relative to zerohash’s business as well as provide regional compliance support for other teams within zerohash • Design, implement, and manage customer onboarding and ongoing compliance processes, including anti-money laundering (AML) and sanctions, in conformity with regulatory requirements • Develop and maintain excellent relationships with regional regulators • Manage regulatory filings within the region • Manage regional regulatory examination responses and regulatory interactions

• Own and manage all compliance testing, office inspections, and best execution reviews, including SEC Rule 605/606 reporting • Prepare and submit regulatory filings including Forms U4, U5, Form BD, Form BR, CMA and MatCon • Serve as the primary point of contact during FINRA and SEC audits, cycle exams, and cause examinations • Manage FINRA Rule 4530 Reporting and respond to all regulatory inquiries in a timely and organized manner • Conduct internal and external communication, and marketing reviews to ensure adherence to FINRA standards • Support Margin and Options compliance and risk management • Support the NH Trust Custody program, including IRA-related compliance matters • Maintain the Compliance Manual and all relevant written procedures, keeping them current with regulatory changes • Administer the Identity Theft Prevention Program (ITPP) and manage Privacy (Reg S-P) and Information Security notice obligations