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Helping people thrive in a connected world.
Business Compliance Liaison Director
Location
United States
Posted
58 days ago
Salary
$103.8K - $173.3K / year
Seniority
Lead
Job Description
Business Compliance Liaison Director
Assurant
• Partner closely with Regulatory Counsel and business unit attorneys to translate legal and regulatory requirements and updates into practical business execution, serving as a business-embedded compliance resource at the intersection of Legal and the Global Auto organization. • Identify compliance risks, considerations, and potential gaps arising from business initiatives, operational changes, and regulatory developments, and coordinate cross-functional responses to support timely resolution. • Support market conduct examinations, regulatory inquiries, internal audits, and data requests by coordinating and synthesizing inputs across compliance, operations, finance, accounting, product, and litigation teams, ensuring responses are accurate, consistent, and reflective of how the business operates in practice. • Lead cross-functional efforts to implement regulatory- and compliance-driven changes affecting multiple Global Auto teams, coordinating execution, resolving issues, and ensuring alignment across Legal, business, and compliance stakeholders. • Work with Regulatory Counsel, Regulatory & Legislative Affairs, and Government Relations to monitor trade organization activity, regulatory developments, anticipate potential impacts to the business, and support response or implementation planning. • Coordinate the escalation, investigation, and tracking of compliance risks and issues, supporting issue management, remediation, and follow-up in partnership with Legal, Global Auto business leadership and stakeholders, and Ethics & Compliance. • Build and maintain strong working relationships with business leadership, account executives, in-house counsel, Ethics & Compliance, and relevant external advisors, serving as a central point of coordination on complex compliance matters. • Provide compliance support to business teams on matters such as customer-facing materials and standard contract language, escalating legal interpretation questions to Regulatory Counsel or business unit attorneys as appropriate. • Provide regulatory and compliance support for Contractual Liability Insurance Policies (CLIPs) and the Policy Support team, including coordination on policy-related issues, audits, and business changes, and serving as a liaison between Legal, underwriting, policy support, and the Global Auto business.
Job Requirements
- Bachelor’s Degree (B.A.) in a related discipline
- Minimum of 8 years in a compliance or regulatory role
- Minimum of 4 years providing strategic direction for compliance processes while supporting and guiding multiple levels of management
- Strong working knowledge of the targeted business unit and the laws and regulatory requirements impacting the business, including those applicable to the automotive and vehicle industry, dealer F&I products, insurance-related offerings, and other regulated or risk-transfer products.
- Demonstrated strength in resolving complex analytical issues and developing practical, well-reasoned recommendations.
- Excellent written and verbal communication skills, including the ability to engage effectively with executive management and external stakeholders.
- Skill in facilitating discussions and ensuring diverse viewpoints, ideas, and issues are thoughtfully considered and addressed.
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development
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