• The Regulatory Case Analyst supports a federal services program by reviewing, analyzing, and resolving complex consumer financial and regulatory cases in accordance with applicable federal statutes, regulations, and established program guidance. • This role performs comprehensive case reviews, gathers and evaluates documentation from multiple sources, applies statutory and regulatory criteria, and prepares structured written determinations for both internal and government review. • This position is accountable for maintaining high standards of accuracy, documentation integrity, and productivity within a performance-based contract environment. • The performance of this position is key to RavenTek’s performance on the contract, and therefore RavenTek’s mission to support the customer.

• Conduct approximately 75-125 comprehensive examinations per year. • Travel independently up to 50% of the time. • Schedule and discuss exam expectations with the branch management. • Prepare for each exam by generating and analyzing various reports and conducting comprehensive pre-examination research. • Review exam findings with branch management. • Draft and issue high quality examination reports in a timely manner. • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations and firm policies during the exam. • Interpret the Written Supervisory Procedures, FINRA manual, Compliance notices and other publications concerning broker/dealer regulation. • Assist in the training of new examiners and field management as needed. • Perform for-cause exams as needed. • Present to multiple parties, including field management and upper management as needed. • Submit expense reports in a timely manner. • Archive documentation and supporting paperwork upon conclusion of examinations.

Founded in 1986, KPA is a leading provider of Workforce Compliance software and consulting services. We succeed if our clients can send their employees home at night, having not experienced a workplace accident or injury. The combination of software, consulting, and training helps clients identify, remedy, and prevent workplace safety and compliance problems so they can focus on what’s important – their core business. Help us help keep people safe and businesses working efficiently. Named as one of Built In Colorado’s Best Places to Work for seven years in a row, KPA is made up of talented individuals working together for the greater good. We’re here to help our clients build safe, thriving organizations, and we’re looking for people with a common goal to help us do it. Position Description: As a member of the Risk Management team, the EHS Risk Management Consultant will play a crucial role in developing and maintaining strong relationships with clients to establish and demonstrate exceptional industry and regulatory knowledge through onsite field audits, employee trainings, and regulatory interaction. The objective of an EHS Risk Management Consultant is to minimize risk to increase profitability for the client. This position develops and maintains relationships with district clients, potential clients, dealer group management, and state dealer associations. A professional, likable, persuasive, and customer service-oriented demeanor is essential for success. Location: While this is a remote position based out of the employee’s home office, it will require frequent visits to clients within the territory, including 2-3 weeks of overnight travel per quarter. The territory for this position covers St. Louis and the surrounding area. In the first 30 days you will: - Inherit a customer service base and immediately establish relationships with Managers and Management teams across many different businesses In the first 60 days you will: - Complete new hire orientation training to be fully operational as a KPA Risk Management Consultant In the first 6 months you will: - Establish and demonstrate exceptional industry and regulatory knowledge through onsite field audits, employee training, and regulatory interaction - Organize a quarterly visit schedule to maximize travel efficiency based on local and distant client groupings and service frequency - Assist with and/or prepare various compliance documentation as needed (i.e., Hazard Communication, Respiratory Protection, Tier II reporting, OSHA 300 logs, Environmental Protection Agency (EPA) ID numbers, tank permitting, and Spill Prevention Control & Countermeasures (SPCC) Plans) By the end of the first year you will: - Assist in developing, implementing, and monitoring accident prevention programs, policies, and procedures to ensure continuous safe working conditions in accordance with State, Federal, and Local laws and regulations to assist the client in striving to achieve Zero Accident / lost time injuries - Help communicate and implement environmental management compliance systems - Support the ongoing growth of the company by performing exceptional customer service, documenting and submitting 20 referrals or sales leads per year to your area Account Executive - Responsible for promoting productive relationships with dealer group management for KPA clients and State Dealer Association Management. Maintains effective internal and external public relations - Performs other duties and fulfills other responsibilities, as assigned. Relationships: - As an EHS Risk Management Consultant, you are expected to develop and maintain internal and external relationships with: - District Manager, District Supervisor, staff colleagues, and other members of KPA management team - District clients, potential clients, dealer group management and state dealer associations Qualifications: - Bachelor’s degree in Environmental Science/Engineering, Safety Studies, or related disciplines preferred. - Three years of Environmental Health & Safety experience preferred. - Must have the ability to develop and maintain strong relationships at all levels of the organization, both internally and externally - Excellent verbal and written communication skills required - Ability to speak publicly, in forums of up to 300 audience members at times. - Ability to seek out and communicate effectively with senior management and stakeholders at our client organizations. - Proven background in building and working with collaborative teams - Ability to meet deadlines, multi-task and effectively and professionally deal with customers and external contacts to the Company - Strong leadership and problem-solving skills. Ability to work independently - Strong computer skills, including familiarity with word processing, spreadsheets, presentations, Microsoft Outlook, and phone/tablet applications - Must have the ability to travel overnight a total of around 3 weeks per quarter Physical Requirements: - Active drivers license and ability to drive between client visits, typically 4 days per week. Driving time per day varies according to geography and scheduling. - Ability to stay overnight in a hotel a total of around 3 weeks per quarter - Ability to lift up to 20 pounds - Ability to stand on feet a minimum of 6 hours per day Compensation: - Annual base salary range between $60-65k - Yearly bonus potential estimated around $10k Location: - While this is a remote position based out of the employee’s home office, it will require frequent visits to clients within the territory, including an estimated 2-3 weeks of overnight travel per quarter. - The territory for this position covers St. Louis and surrounding areas. Don’t meet every job requirement? At KPA, we are dedicated to building a diverse, inclusive, and authentic workplace. Studies have shown that women and people of color are less likely to apply unless they meet every requirement. If you’re excited about the role but your past experience doesn’t align perfectly with every qualification, we still encourage you to apply! You might just be the right candidate for this or other roles. As a growing company KPA values its employees by supporting them with a full benefits package including Medical, Dental, Vision, Flexible Spending Accounts, PTO, Paid and Floating Holidays, 401k with Company match and immediate vesting, Company-funded Life Insurance, Employee Assistance Programs, and No-cost Mental Health Benefits. About KPA Founded in 1986, KPA is a leading provider of Environment, Health & Safety (EHS), and Workforce Compliance software and consulting services. KPA solutions help clients identify, remedy, and prevent workplace safety and compliance problems across their entire enterprise. The combination of KPA's software, consulting services, and award-winning training content helps organizations minimize risk so they can focus on what's important—their core business. We are passionate about what we do, how we do and why we do it. Our culture is driven by the KPA core values – Integrity, Helpful, Excellence, Agile, Respectful, and Teamwork. Success will be determined by the capabilities, energy and character of the people we bring into our organization and the performance they achieve. KPA, with headquarters in Colorado and teammates throughout the United Sates, is recognized as one of Colorado's Best Places to Work to Work by Built In Colorado for 2025, making the list seven years running. KPA is committed to providing equal opportunity in all of our employment practices, including selection, hiring, promotion, transfer, and compensation, to all qualified applicants and employees without regard to race, religion, religious dress/grooming, color, ethnicity, sex (including sex stereotyping), sexual orientation, gender identity or gender expression, national origin, ancestry, citizenship status, creed, uniform service member status, military or veteran status, marital status, pregnancy, breast-feeding and/or pregnancy-related conditions, age, protected medical condition, leave status, physical or mental disability, genetic characteristics, or any other legally-protected status in accordance with the requirements of all federal, state and local laws. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification document form upon hire. If you need assistance or an accommodation due to a disability, you may contact us at hr@kpa.io. Please see our Candidate Privacy Notice here

• Facilitate and/or complete formal and informal consultations on fisheries-related actions under section 7 of the ESA according to West Coast region policies and practices. • Review documents associated with proposed or final fishery actions and provide comments on protected resources and listed species sections. • Coordinate with the West Coast States and the Office of Protected Resources on the development and evaluation of Conservation Plans in support of applications for permits under ESA section 10. • Provide technical support to NMFS in the review of Conservation Plans and assist with the completion of the associated ESA section 10 and section 7 documentation, as well as MMPA and NEPA compliance, as needed. • Assist NMFS with the development and implementation of any fishery management activity associated with compliance with MMPA section 118 for West Coast fisheries, including any Take Reduction Teams or Plans for West Coast fisheries. • Lead or support technical and analytical work that is needed to support these activities, as needed. • Lead, coordinate, or participate in fisheries bycatch science initiatives with internal and external partners and stakeholders including NMFS Science Centers and the Office of Protected Resources, as well as industry, academic, NGO, and other agency representatives. • Lead completion of analysis and technical reports as needed to advance the state of science on West Coast fishery bycatch issues in support of improved assessment of impacts to protected species, and the consideration of impact/effectiveness of any management measures that may be implemented to minimize bycatch. • Participate in meetings with action agencies, applicants or permittees, special interest groups, state officials, and tribal representatives, as necessary, and provide responses to data requests and other inquiries with appropriate attention to detail. • Prepare appropriate documentation for each consultation and analytical report prepared, including assembling, and managing administrative records as necessary to provide adequate and proper evidence of agency business, timely response to requests for information, and compliance with NMFS internal directives. • Assist with other MMPA and ESA matters related to ESA-listed species, critical habitat, and EFH. • Present protected species information at local and regional coordination meetings and participate in a Protected Resources Division workshop. • Assist the WCR Take Reduction Team Coordinator in working with NMFS scientists in support of TRT meetings.