• Lead risk management for abstraction licence changes across AMP programmes, including WINEP and TLL • Maintain a central record of proposed licence changes, tracking drivers, risks, dependencies, and mitigations • Monitor progress and emerging risks, ensuring timely escalation and intervention where required • Identify when abstraction caps cannot be met and lead the development of robust Public Interest Cases (IROPI / OPI) • Engage proactively with regulators, consultants, and internal teams to secure outcomes that protect water supplies and enable compliance • Collaborate with the Sustainable Abstraction Programme Team to design environmental mitigation and compensatory measures • Shape and influence long ‑ term sustainable abstraction strategy, including innovative approaches such as dynamic abstraction licensing • Ensure abstraction needs and licence caps are fully and accurately reflected in WRMP29, PR29, and wider environmental programmes • Provide strategic insight on emerging regulatory trends, risks, and opportunities • Influence future regulatory direction through proactive engagement and policy shaping • Manage consultant support to deliver technical, regulatory, and evidence ‑ based case development • Champion a strong health, safety, and continuous improvement culture

• Operate with proficiency across compliance functions, owning projects end-to-end and helping advance the maturity and effectiveness of our enterprise compliance program. • Serve as a trusted advisor to internal stakeholders and clients. • Identify, assess, and mitigate risk across the organization. • Build dashboards, metrics, and workflows to improve compliance processes. • Mentor junior staff and building team capability through functional expertise and project leadership. • Communicate expectations across all divisions; establish and integrate best practices.

• Review and edit stormwater compliance reports resulting in good quality information to be present to our clients. • Check reference spreadsheets to verify report information. • Bridge the gap between client manager requests and crew execution. • Verify assets by checking Asset lists. Rotate photos and correct verbiage as needed. • Correct questions such as vegetation height, mowing performed and other asset information. • Pull non-compliant information or issues; to be reviewed by management and/or estimators. • Note any deficiencies & site related notes on the field notes spreadsheets. • Assist with Annual Reports when needed. • Provide field assistance and information such as asset maps or deficiency info.

• Conduct KYC reviews and client risk assessments, including periodic review forms, assigning appropriate risk ratings under the supervision of the Compliance Officer; • Support the onboarding of new clients and funds, including performance of AML/CTF/CPF procedures; • Respond to KYC and due diligence requests from counterparties, prime brokers, administrators, custodians and correspondent banks, ensuring timely and accurate provision of the Organisation’s KYC documentation pack; • Maintain and update the Organisation’s KYC documentation pack, ensuring all entity documents, UBO information and regulatory certificates remain current; • Monitor client activity and escalate concerns to the Compliance Officer as appropriate; • Assist with FATCA and CRS obligations, including DITC registration, annual reporting and self-certification reviews; • Support Economic Substance Notification (ESN) filings and assist in assessing the Organisation’s economic substance obligations; • Assist with Beneficial Ownership Register (BOR) obligations and annual exemption notifications under the Beneficial Ownership Transparency Act; • Support the preparation and timely submission of Fund Annual Returns (FAR) and other CIMA regulatory filings; • Help prepare materials for AMLCO/MLRO reports and internal Board Reports; • Support the development and communication of the risk and compliance framework, with an emphasis on risk mitigation and business risk assessment; • Assist in reviewing and updating compliance policies in line with regulatory changes; • Contribute to the maintenance of the company’s risk register and risk appetite statement; • Support the preparation and updating of country risk assessments and the company’s geographical heat map; • Assist in maintaining compliance with CIMA’s Corporate Governance Rule and Internal Controls Rule, including supporting annual governing body reviews and documentation; • Maintain compliance logs and records as required by applicable governing regulations and CIMA guidance; • Monitor regulatory developments and relevant legislative changes, flagging updates to the Compliance Officer; • Assist in coordinating and conducting internal compliance reviews and monitoring activities; • Support the implementation of corrective actions to address identified compliance gaps; • Support the Organisation’s readiness for CIMA onsite inspections, including full-scope and thematic reviews; • Help foster a culture of compliance awareness throughout the Organisation; • Assist in delivering staff training on key AML regulations, cybersecurity procedures and internal policies; • Assist with the preparation of Compliance Letters and support operations with compliance-related workflow improvements.