• Perform KYC (Know Your Customer) procedures for onboarding and maintaining clients (individuals and legal entities) • Conduct identity and document checks, validating corporate information, shareholder structures and financial data • Manage periodic client recertification processes, ensuring information is up to date and regulatory compliance • Execute searches in internal and external databases (sanctions, PEP, negative media, restricted lists) • Classify clients according to risk level (Low, Medium, High Risk) • Prepare and maintain complete client dossiers with supporting evidence for audits and compliance • Record and keep client data updated in the institution's internal systems • Work collaboratively with Compliance, Legal and Business teams on client analysis and approvals • Ensure adherence to SLAs, internal policies and regulatory standards (AML/Anti‑Corruption) • Identify and report inconsistencies, risks or signs of irregularities • Participate in continuous improvement initiatives, proposing process and quality optimizations

• Monitor and investigate AML alerts generated across multiple program partners. • Conduct due diligence and ongoing monitoring of cannabis clients • Prepare partner marijuana specific SAR reports in accordance with FinCEN’s guidance in distinguishing limited filings, priority filings, and termination filings • Support the development and calibration of transaction monitoring rules tailored to specific typologies • Administer the end-to-end CRB onboarding and ongoing monitoring, including cannabis specific reviews, license verifications, and beneficial ownership analysis • Conduct regular CRB account reviews – validating cash deposits, sales activity, and transaction patterns consistent with licensed operations • Support partner bank regulatory examinations and internal/external audits; prepare materials and respond to examiner inquiries • Monitor and investigate alerts related to negative news, OFAC and PEP screening, and license violations

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption • Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs) • Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements • Integrates the broader organizational context into advice and solutions within own area

• Conducts investigations of financial crime • Analyzes evidence relating to AML and terrorist financing • Prepares suspicious activity reports (SARs) • Collaborates with law enforcement and regulatory bodies