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Addepar logo
Addepar

Addepar is a leading provider of technology for the wealth management industry.

Compliance Analyst

ComplianceComplianceFull TimeRemoteJuniorTeam 501-1,000Since 2013H1B SponsorCompany SiteLinkedIn

Location

California + 2 moreAll locations: California | Colorado | New York

Posted

17 days ago

Salary

$69K - $107K / year

Seniority

Junior

Bachelor Degree1 yr expEnglish

Job Description

Compliance Analyst

Addepar

• Support the design and implementation of scalable, repeatable compliance and risk assessment workflows, including intake, escalation, documentation, and follow-up. • Implement and maintain a broad range of compliance policies and procedures • Proactively monitor and research relevant laws, regulations, and industry standards relevant to the fintech industry and the regulated sectors our clients operate in, including AI, data privacy, KYC/AML and international expansion, to continuously refine processes as the regulatory landscape evolves • Conduct compliance risk assessments and audits • Develop and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies • Identify and implement opportunities to leverage AI and automation tools to streamline compliance tracking and reduce manual overhead • Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle • Build dashboards and prepare recurring reports for leadership on program health and key initiatives. • Collaborate with legal team members to update privacy policies, contractual terms, and data processing agreements as needed

Job Requirements

  • Bachelor’s degree or equivalent experience from an accredited college or university
  • 1-3 years of relevant experience
  • Strong analytical and problem-solving skills
  • Excellent written and verbal communication skills
  • Thorough with the ability to handle multiple tasks and deadlines
  • Highly collaborative and capable of working cross-functionally with Sales, Finance, Information Security, Services, Compliance, Engineering, Product, and Marketing teams in a fast-paced work environment
  • Experience and curiosity about new and emerging technologies and associated regulatory implications

Benefits

  • bonus
  • equity
  • benefits

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