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EXANTE

Global prime broker backed by proprietary technology and dedicated service.

Internal Auditor

AuditorAuditorFull TimeRemoteMid LevelTeam 501-1,000Since 2011H1B No SponsorCompany SiteLinkedIn

Location

Hong Kong

Posted

73 days ago

Salary

0

Seniority

Mid Level

Bachelor Degree2 yrs expEnglishCloud

Job Description

Internal Auditor

EXANTE

• Execute assigned audit engagements from planning through to reporting under the guidance of the Senior Internal Auditor • Conduct walkthroughs, document processes, and evaluate the design and operating effectiveness of internal controls • Perform testing of technology-enabled processes, including platform controls and application security, change management and release processes, access management and identity controls, data integrity and reconciliation processes, and third-party SaaS and cloud environment controls • Leverage direct system data extraction and automated testing techniques rather than relying solely on manual samples • Prepare clear, well-organised working papers that support audit conclusions and comply with internal methodology and IIA Standards • Identify control weaknesses, document findings, and develop practical recommendations for improvement • Apply a proportionate, risk-based approach to testing • Test compliance with applicable regulatory requirements across group entities • Support integrated assurance work on operational resilience and DORA • Coordinate with local compliance teams to gather information and clarify regulatory expectations • Draft audit findings and contribute to the preparation of audit reports • Discuss findings with process owners and agree on management action plans • Track the status of open audit findings and validate remediation actions • Participate in meetings with external auditors and support regulatory examinations as required • Contribute to continuous improvement initiatives within the internal audit function

Job Requirements

  • Bachelor's degree in Accounting, Finance, Business Administration, Information Systems, or related field
  • Professional certification in progress or completed: CIA, ACA, ACCA, CPA, or equivalent
  • Commitment to obtaining additional relevant certifications (e.g., CISA, CRMA) is valued
  • 2–4 years of experience in internal audit, external audit, or risk/compliance roles
  • Experience auditing financial services, fintech, or other regulated entities preferred
  • Exposure to at least one of the following regulatory environments is advantageous: EU, UK, Hong Kong, or Middle East (DIFC/DFSA)
  • Familiarity with audit management software and Microsoft Office suite (particularly Excel)

Benefits

  • Competitive salary and benefits package
  • Clear career progression pathway within the internal audit function
  • International travel and exposure to multiple regulatory jurisdictions
  • Mentorship from an experienced Senior Internal Auditor
  • Direct visibility to senior management and the Audit Committee
  • Support for professional certifications and continuing education
  • Flexible/hybrid working arrangements

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