AML Sr. Investigator I - Special Investigations Unit AML Senior Investigator I - Special Investigations Unit The Anti-Money Laundering (AML) Senior Investigator I supports various AML processes, which includes suspicious activity investigations or other AML processes. The AML Senior Investigator I will work closely with AML Supervisors and Managers to perform other critical functions. The Special Investigations Unit conducts suspicious activity reporting and closing investigations for high-risk typologies, among other items. Responsibilities: - Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.). - Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format. - Write suspicious activity reports (conducts enterprise wide reviews of the relationship), make closing recommendations, and other applicable AML processes in accordance with regulations and time limitations. - Escalate or resolve issues as appropriate for advanced investigation and analysis - Review referrals from various sources (e.g., lines of business, Legal, Senior Management, etc.) - Self-manage a queue of alerts, cases, and closing investigations - Conduct presentations to Senior Leadership and/or Legal - Help maintain operations of a SIU Specialty Desk and actively contributes, which can include keeping desk guides current and decisioning referrals Basic Qualifications: - High School Diploma, GED or equivalent certification - At least 2 years of Anti-Money Laundering (AML) or Fraud investigative experience filing Suspicious Activity Reports (SARs) - At least 1 year of Microsoft Office or Google Suite experience Preferred Qualifications: - 3+ years AML or Fraud investigative experience filing SARs. - Bachelor’s degree - Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA Work From Home Technology Requirements: - A secure home office environment that is free from background noise and distractions - A reliable private internet connection that is not supplied by use cellular data (hot spot) - Cable or fiber connections are preferred - Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, type www.speedtest.net into the web browser of your personal computer. - Sustained ability to maintain latency less than 250 ms in voice calls is required - Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider - A private network is password protected where you have ownership or line of site to every device on the network - Capital One reserves the right to request proof of internet provider, speed and service package from the associate - Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice. Work from Home Living Requirements: - Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA and be comfortable coming in person whenever required with no less than 24 hours notice At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. Chicago, IL: $74,200 - $84,700 for AML Sr. Investigator I McLean, VA: $81,700 - $93,300 for AML Sr. Investigator I Plano, TX: $74,200 - $84,700 for AML Sr. Investigator I Richmond, VA: $74,200 - $84,700 for AML Sr. Investigator I Riverwoods, IL: $74,200 - $84,700 for AML Sr. Investigator I Wilmington, DE: $74,200 - $84,700 for AML Sr. Investigator I Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

• Apoyar toda la gestión integral de riesgos asociados a delitos financieros • Implementación, desarrollo y monitoreo de los sistemas SARLAFT, SAGRILAFT y PTEE • Asegurar el cumplimiento normativo y la protección de la organización • Identificación, evaluación, control y seguimiento de riesgos de Compliance • Ejecutar y supervisar las etapas del ciclo de gestión de riesgos: identificación, medición, control y monitoreo • Desarrollar y mantener actualizadas las matrices de riesgo relacionadas con SARLAFT, SAGRILAFT y PTEE • Realizar evaluaciones exhaustivas de riesgos de Compliance • Diseñar, implementar y documentar controles efectivos para la mitigación de riesgos identificados • Mantener actualizada la documentación de los sistemas de gestión de riesgos y sus controles asociados • Diseñar y ejecutar planes de monitoreo para verificar el funcionamiento adecuado de los controles establecidos

Circle (NYSE: CRCL) is one of the world’s leading internet financial platform companies, building the foundation of a more open, global economy through digital assets, payment applications, and programmable blockchain infrastructure. Circle’s platform includes the world’s largest regulated stablecoin network anchored by USDC, Circle Payments Network for global money movement, and Arc, an enterprise-grade blockchain designed to become the Economic OS for the internet. Enterprises, financial institutions, and developers use Circle to power trusted, internet-scale financial innovation. Learn more at circle.com. What you’ll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: High Integrity, Future Forward, Multistakeholder, Mindful, and Driven by Excellence. We have built a flexible work environment where new ideas are encouraged and everyone is a stakeholder. What you’ll be responsible for: As a Senior Anti-Money Laundering (AML) Analyst, you’ll join our Investigation Operations (IO) team helping detect fraudulent activity, suspicious/illegal behaviors and patterns and drive projects focused on preventing and detecting financial crime. The ideal candidate is a highly motivated, inquisitive individual with a background in AML compliance, who enjoys analytical challenges and is passionate about blockchain technology. What you'll work on: - Investigating, analyzing and identifying activity which may lead to filing suspicious activity reports, as required by law, from AML alerts, enhanced monitoring reviews, and other L1 transaction monitoring reviews. - Working cases, as-needed, and filing SARs/STRs when appropriate. - Assisting in fulfilling requests from and providing support to, external parties, such as law enforcement and banking partners, and internal parties, such as policy, legal and Compliance Operations partners. - Conducting screening and adverse media checks. - Ensuring customers are compliant with the laws and regulations to satisfy Circle’s obligations to the appropriate regulatory authorities. - Maintaining a strong operational focus with the ability to manage time sensitive workflows across competing priorities. - Collaborating with policy and compliance data and technology teams to share trends and insights as well as providing suggestions to improve detection models, thresholds, and typology coverage to create greater efficiency and more valuable work products for the IO team. - Understanding complex business problems, breaking down analytical projects into a structured approach and formalizing complex ideas into a well defined logic. - Conducting training and providing feedback to TM analysts as needed. What you’ll bring to Circle: Core Requirements: - 3+ years experience conducting AML alert review, investigation and applicable reporting, strong knowledge of AML regulations. - Deep understanding of blockchain ecosystems, VASPs, and evolving global AML/CFT regulations. - Strong organizational, analytical, written, and verbal communication skills with a close attention to detail and confidence to make a reasoned and supported decision. - Experience analyzing large transactional data sets; SQL experience preferred. - Works well under pressure and tight deadlines with an ability to prioritize workloads and ensure tasks are completed in a timely manner. - Experience and comfort working in an ever changing industry and the flexibility to quickly react to changing demands. - Proven experience working collaboratively and effectively with the ability to work with multiple stakeholders and internal teams. - Interest and/or experience applying artificial intelligence, automation, or machine learning tools to optimize AML workflows, such as alert triage, data enrichment, and investigative analysis. - Familiarity with generative AI models (ChatGPT, Gemini, etc.) and prompt development. Preferred Requirements: - B.A./B.S. degree; quantitative or technical degree preferred. - CAMS, CFCS or CFE certification. - A passion for harnessing the power of digital currency and blockchain technology and services built on top of it. - Extensive experience working with blockchain forensic tools (e.g., TRM Labs, Chainalysis, Elliptic). - Experience/familiarity with Slack, Apple MacOS and GSuite. Circle is on a mission to create an inclusive financial future, with transparency at our core. We consider a wide variety of elements when crafting our compensation ranges and total compensation packages. Starting pay is determined by various factors, including but not limited to: relevant experience, skill set, qualifications, and other business and organizational needs. Please note that compensation ranges may differ for candidates in other locations. We are an equal opportunity employer. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status, or any other protected status required by the laws in the locations where we hire. Additionally, Circle participates in the E-Verify Program in certain locations, as required by law. Should you require accommodations or assistance in our interview process because of a disability, please reach out to accommodations@circle.com for support. We respect your privacy and will connect with you separately from our interview process to accommodate your needs. #LI-Remote

• Design and execute go-to-market plans for Client Lifecycle Management (CLM) technology solutions across APAC, with a strong focus on KYC • Champion the Delta Capita brand across the region by identifying untapped market gaps for CLM/KYC technology and services, turning cold territories into active opportunities through proactive outreach and relationship building • Build, manage, and progress a qualified sales pipeline across banks, asset managers, and financial institutions in the region • Hunt for new business by leveraging industry networks, proactively originating leads and driving opportunities from initial conversation through to signed contract • Own end-to-end sales activities including prospecting, discovery, solution positioning, and pitch presentations, with senior leadership support where required • Act as a self-starter who thrives on opening doors, taking full ownership of the sales process from early engagement through to deal closure • Engage clients to understand challenges across client onboarding, KYC remediation, regulatory change, and operating model transformation, and position Delta Capita’s CLM technology and managed solutions accordingly • Support the preparation and delivery of commercial proposals, pricing models, and RFP responses, working closely with product, delivery, and solution teams • Collaborate with internal stakeholders to articulate technology-led value propositions, including CLM platforms, workflow automation, data, and integration capabilities • Maintain strong market visibility through client meetings, industry events, and targeted outreach to generate new opportunities and partnerships • Track pipeline activity, client feedback, and market intelligence to inform sales strategy and ongoing market focus