This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more. Role Description This Compliance Consultant role will help Optum Financial prevent, detect, and correct compliance risk by strengthening governance, monitoring, and issue management across the business. - Compliance Governance & Program Support - Assist with the development, maintenance, and implementation of Optum Financial compliance policies, standards and standard operating procedures - Support compliance training governance activities including training content maintenance and oversight of training completion - Contribute to compliance risk assessments and regulatory change reviews by gathering information, documenting impacts, and supporting analysis - Help ensure compliance documentation remains current and well organized - Compliance Testing, Monitoring & Issue Management - Execute risk-based compliance testing and monitoring activities under the direction of Compliance leadership - Assist in developing testing workpapers, documenting results, and summarizing findings in a clear and defensible manner - Support issue management activities including tracking, validating, and documenting remediation of corrective action plans - Maintain accurate records and evidence to support internal reviews, audits, and regulatory examinations - Compliance Advisory & Regulatory Support - Support financial crimes compliance activities (e.g., Anti-Money Laundering (AML), Sanctions) by assisting with risk assessments, compliance framework, escalation / alert reviews, and advisory support as needed - Support compliance advisory activities by partnering with business teams on compliance questions, emerging risks and regulatory interpretation - Assist in researching regulatory requirements and documenting risk and decisioning in memo or briefing format - Escalate potential compliance concerns and emerging risks appropriately, supporting informed decision-making Qualifications - 3+ years of experience in banking compliance, financial crimes compliance, or a related financial legal and compliance function - Experience supporting compliance testing, monitoring and/or risk assessments - General understanding of US banking regulations, including financial crimes and sanctions compliance - Demonstrated analytical, writing, and communication skills - Proven attention to detail with a demonstrated sense of ownership and accountability - Demonstrated ability to manage multiple priorities in a fast-paced environment Requirements - Professional compliance certification (e.g., CRCM, ACAMS, CFE, or similar) - Experience within a bank, regulated fintech, or financial institution - Experience working with compliance technology tools (e.g., case management systems, transaction monitoring, sanctions screening, regulatory change management tools) - Experience supporting regulatory exams or external audits Benefits - Comprehensive benefits package - Incentive and recognition programs - Equity stock purchase - 401k contribution (all benefits are subject to eligibility requirements) Application Deadline This will be posted for a minimum of 2 business days or until a sufficient candidate pool has been collected. Job posting may come down early due to volume of applicants.

• Providing expert advice and guidance on the Financial Conduct Authority’s (FCA) regulation to network partner brokers. • Conducting health-checks visits to network partner brokers as specified in their business services agreements, in order to provide an assessment of their compliance with regulatory requirements. • Conducting regulatory based visits to network partner brokers to support the achievement of their regulatory obligations, recognising that the responsibility for compliance with regulatory requirements rests with the partner broker. • Monitoring the progress of compliance action plans resulting from the health checks, updating the action plan, and escalating to line manager and senior management team those network partner brokers who fail to deal with the issues identified appropriately.

Join AIR as a Principal Researcher with our Healthcare Innovations team. Our team works collaboratively to unravel the intertwined challenges of health care quality, costs, and access. Our team of experts – nurses, physicians, psychologists, economists, sociologists, data scientists, and public health experts – advance evidence and save lives by leading rigorous research and evaluation; results-driven technical assistance and training; and leading-edge data science and technology tools. This Principal Researcher will contribute to large-scale implementation and monitoring initiatives for federal health agencies. The ideal candidate will bring deep experience in monitoring frameworks, analytic design, alternative payment models, and federal program operations—particularly Centers for Medicare & Medicaid Services (CMS) and the CMS Innovation Center (CMMI). This role emphasizes monitoring expertise, methodological rigor, and the ability to lead large projects or tasks, contribute to thought leadership, project execution, and business development in AIR’s large and growing implementation and monitoring portfolio. Candidates hired for the position may work remotely within the United States (U.S.) or from one of our U.S. office locations. This does not include U.S. territories. About AIR: Founded in 1946 and headquartered in Arlington, Virginia, the American Institutes for Research (AIR) is a nonpartisan, not-for-profit organization that conducts behavioral and social science research and delivers technical assistance to address some of the most pressing challenges in the United States and globally. We generate evidence and apply data-driven solutions that expand opportunities and improve lives for all. Responsibilities: The responsibilities for the position include: Thought Leadership & Technical Expertise - Serve as a subject matter and methodological expert in the implementation and monitoring of federal health programs, especially alternative payment models, and value-based care initiatives. - Provide leadership in designing monitoring frameworks, performance metrics, data collection plans, and analytic strategies for implementation and monitoring contracts. - Contribute to AIR’s technical vision for CMS and CMMI work, helping shape approaches that meet federal expectations for rigor, transparency, and accuracy. Project Execution & Oversight - Direct large, complex implementation and monitoring or evaluation projects—or a portfolio of smaller projects—ensuring alignment with federal requirements and high quality delivery, on time and on budget. - Oversee the planning, design, and implementation of project procedures, including monitoring plans, analytic plans, research protocols, monitoring reports, risk summaries, and stakeholder engagement strategies. - Serve as a senior contributor to model testing, monitoring, and evaluation tasks, including real-time monitoring, operational assessments, and rapid cycle learning. - Collaborate with data and analytic teams to connect monitoring indicators to underlying data sources (claims, administrative, practice‑based, state‑based). - Guide development of data protocols, dashboard requirements, and reporting structures for monitoring deliverables. CMS Facing Expertise & Business Development - Serve as a thought partner to AIR leadership on work conducted for CMS/CMMI, interpreting federal priorities, model goals, and policy developments. - Lead or significantly contribute to proposal development involving monitoring, implementation, and operational oversight including designing methodological approaches, reviewing narratives for soundness, and leading staffing and budgeting decisions. - Cultivate and maintain relationships with federal clients and partners, helping position AIR for future CMS and HHS opportunities. Team Leadership, Mentorship & Collaboration - Coach, mentor, and support junior and midcareer staff, setting developmental goals and modeling high quality technical and analytic work. - Collaborate with colleagues across research, analytics, communications, TA, and operations teams to ensure integrated, high quality products. - Contribute to a collaborative environment that values and respects a wide range of perspectives, abilities, backgrounds, and experiences. Qualifications: Education, Knowledge, and Experience - Ph.D. in Economics, Health Services Research, or a related field with a minimum of 7 years of relevant work experience managing and conducting research or related work or Master’s degree and at least 11 years of relevant experience. - Minimum of 5 years project leadership experience or large task leadership experience on complex implementation, analytics, research, or evaluation projects. - Direct experience working on CMS implementation, monitoring, evaluation, or operational support. - Proven track record of winning or contributing to winning new business with CMS or other HHS agencies. - Extensive knowledge of Medicare payment policy, Medicaid and/or Medicare Advantage. - Experience working with Medicare or Medicaid claims, and other publicly available datasets. Skills - Demonstrated monitoring expertise, including developing monitoring plans, indicators, protocols, and analysis to support federal program oversight. - Strong leadership, organizational, and interpersonal skills appropriate for a senior‑level researcher. - Extensive experience in conceptualizing, analyzing, and contributing to large‑scale federally funded projects. - Excellent written communication skills with a commitment to accuracy, clarity, and evidence‑based messaging. - Ability to collaborate effectively with multidisciplinary teams and external partners. - Strong strategic thinking and ability to see the broader context of complex research and implementation projects. Disclosures: Applicants must be currently authorized to work in the U.S. on a full-time basis. Employment-based visa sponsorship (including H-1B sponsorship) is not available for this position. Depending on project work, qualified candidates may need to meet certain residency requirements. American Institutes for Research is an equal employment opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without discrimination on the basis of age, race, color, religion, sex, gender, gender identity/expression, sexual orientation, national origin, protected veteran status, or disability. AIR adheres to strict child safeguarding principles. All selected candidates will be expected to adhere to these standards and principles and will therefore undergo reference and background checks. AIR maintains a drug-free work environment. ACCESSIBILITY NOTICE: If you need a reasonable accommodation for any part of the employment process due to a physical or mental disability, please send an email to Taliba Boone at tboone@air.orgor call 202.403.5000. Fraudulent Job Scams Warning & Disclaimer: AIR is aware of individuals falsely presenting themselves as AIR representatives. Fraudulent job scams seek to extract sensitive information or money from victims. To protect yourself, please be aware that AIR recruitment will only email you from an “@air.org” domain. Please take extra caution while examining the email address, for example jdoe@air.org is correct and jdoe@aircareers.org is not a legitimate AIR email address. If you are unsure of the legitimacy of a communication you have received, please reach out torecruitment@air.org. If you see a job scam, or lose money to one, report it to the Federal Trade Commission (FTC) atReportFraud.ftc.gov. You can also report it to your state attorney general. Find out more about how to avoid scams atftc.gov/scams. #LI-AS1 #LI-REMOTE AIR’s Total Rewards Program, is designed to reward our staff competitively and motivate them to achieve our critical mission. This position offers the anticipated annual salary as listed. Salary offers are made based on internal equity within the institution and external equity with competitive markets. Please note this is the annual salary range for candidates that are based in the United States. Anticipated Annual Salary Range $147,600—$196,800 USD

• Monitor and ensure compliance with Federal Energy Regulatory Commission (FERC), federal and state agency requirements and support efforts for FERC relicensing and amendment applications. • Maintain accurate records of regulatory compliance activities and prepare, review, and submit required regulatory filings, reports, and responses to internal and external stakeholders including FERC and state and federal agencies completely, accurately, and timely. • Interface with regulatory agencies and stakeholders on issues and requirements pertinent to the assets under the realm of responsibility. • Provide collaborative regulatory oversight and advisement for all projects in the Maine and New England South sub-regions. • Track and respond to regulatory notices, correspondence, and audits promptly and pro-actively. • Assist with policy development and staff training on compliance topics. This position may require up to 25% travel. Must maintain a valid driver’s license. Must be located in the Northeast.