Suno

• Monitor regulations and rules from CVM, ANBIMA and other regulatory bodies applicable to the business; • Manage the regulatory calendar and track periodic obligations; • Support authorization, licensing and renewal processes with regulatory and self-regulatory bodies; • Interact with regulatory entities, responding to official letters, inquiries and requests; • Participate in AML/CTF (PLD/FTP) committees, supporting risk analyses and formalization of resolutions; • Execute KYC, KYE and KYP procedures; • Support communications to COAF when applicable; • Monitor and enhance AML/CTF programs; • Manage conflicts of interest and information barriers (Chinese Wall); • Manage the personal investment policy and blackout periods; • Support Investment Banking operations from a compliance perspective; • Review suitability processes and communication materials intended for investors; • Draft and review policies, manuals, internal procedures and the Code of Ethics; • Conduct analyses and investigations related to compliance risks; • Support initiatives related to LGPD (Brazilian Data Protection Law); • Develop automations and Artificial Intelligence solutions applied to compliance routines; • Deliver trainings and awareness activities on ethics, integrity and compliance.

• Help monitor regulations, official notices and communications from regulators such as CVM, ANBIMA and BACEN; • Support KYC, KYP and KYE processes by conducting registry research, performing initial analyses and organizing evidence; • Provide support for third‑party due diligence, assisting with information collection and preliminary analysis; • Contribute to the creation, review and updating of policies, procedures and internal controls; • Support the promotion of a compliance culture by helping produce materials, presentations and internal trainings; • Assist in preparing simple reports and internal memos/opinions; • Organize the team’s data, controls and performance indicators; • Learn, share and collaborate with the team to gain a hands‑on understanding of how the financial market operates.

• Help structure pipelines, architectures, and tools that ensure the quality, security, and governance of our data at scale. • Build and orchestrate data pipelines (ELT/ETL), ensuring that data arrives organized and reliable. • Work on data modeling and ETL processes to scale our analytics. • Support the business by translating needs into technical solutions that align with our strategy. • Create frameworks that enable consistent analyses and support growth decisions across areas such as Subscriptions, Marketing, Asset, and new projects like Advisor. • Collaborate with BI analysts, software engineers, and internal stakeholders, acting as the bridge between technology and the business. • Ensure governance, quality, and documentation of data processes.

• FP&A area (Financial Planning & Intelligence) - Management and Control: Lead the budget cycle for your area (Budget and Forecast), ensuring projections reflect operational reality and long-term targets. - Variance Analysis: Diagnose differences between actuals and plan (Actual vs. Budget), identify root causes and propose immediate corrective actions. - Modeling and Projections: Maintain dynamic financial models that provide short- and mid-term visibility into unit margins and cash flow. - Decision Support: Prepare feasibility studies and profitability analyses for new initiatives, ensuring leadership has clarity on the expected return of each expense. • Management area (Operational Excellence) - Process Redesign: Map critical workflows (As-Is / To-Be) to eliminate redundancies and reduce operating costs. - Results Methodology: Implement management rituals and goal deployment using tools such as PDCA and gap analysis. - Indicator Efficiency: Define and monitor operational KPIs that are directly correlated with financial performance, ensuring operations know what to adjust to achieve profitability. - Simulation and Strategy: Build scenarios that test the business model’s resilience to market changes, providing practical recommendations for risk mitigation.