Partnership Executive

Location

United States

Posted

5 days ago

Salary

$155K - $180K / year

Seniority

Lead

Postgraduate Degree8 yrs expEnglish

Job Description

Partnership Executive

Comply

• Provide senior-level compliance consulting services to investment advisers and, where applicable, broker-dealers and private fund managers. • Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work. • Conduct and lead complex compliance reviews (remote and on-site). • Draft and review disclosure documents, policies and procedures, and other regulatory materials. • Advise clients on regulatory developments, risk areas, and industry best practices. • Contribute to the development, enhancement, and rollout of new and innovative service offerings. • Support the tactical implementation of new services. • Assist in the creation and delivery of internal training to support consistent execution across the consulting team. • Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization. • Partner with sales teams to support business development efforts.

Job Requirements

  • Law degree or advanced compliance experience required.
  • Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940.
  • Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
  • Prior compliance consulting experience a plus.
  • Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance.
  • Strong interpersonal and communication skills.
  • Proven ability to operate as a senior individual contributor in a collaborative, client-service environment.
  • Experience contributing to service development, training, or internal initiatives is highly valued.
  • Willingness and ability to travel as needed.
  • Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

Benefits

  • Equal Opportunity Employer
  • Health insurance
  • 401(k) matching
  • Paid time off
  • Professional development opportunities

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