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Registration Account Executive

Location

United States

Posted

134 days ago

Salary

$55K - $65K / year

Seniority

Senior

Bachelor Degree3 yrs expEnglish

Job Description

Registration Account Executive

COMPLY

• Own the full sales cycle for new registration and ongoing compliance solutions, from discovery through close • Engage with prospects launching RIAs or seeking to modernize their compliance programs • Lead thoughtful discovery conversations to understand firm structure, growth plans, and regulatory needs • Position Comply as a long-term compliance partner, not just a point solution • Educate prospects on SEC and state registration requirements and ongoing compliance obligations • Collaborate closely with marketing, partnerships, and customer success to drive pipeline and retention • Maintain accurate pipeline management and forecasting in Salesforce • Stay current on regulatory trends impacting RIAs and financial firms

Job Requirements

  • 3+ years of B2B sales experience (SaaS, fintech, regtech, or financial services preferred)
  • Experience selling to RIAs, financial advisors, or compliance/operations leaders is a strong plus
  • Proven ability to manage a full sales cycle in a high-volume environment
  • Strong communication skills: written, verbal, and presentation
  • Familiarity with CRM tools (Salesforce preferred)
  • A consultative seller who leads with curiosity and credibility
  • Comfortable selling into regulated environments and complex buying cycles
  • Confident speaking with founders and senior stakeholders
  • Organized, proactive, and accountable for outcomes
  • Motivated by helping firms make informed, long-term decisions

Benefits

  • Performance-based bonus tied to achievement of specific targets

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