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Regulatory Reporting Analyst
Location
United States
Posted
71 days ago
Salary
0
Seniority
Mid Level
Job Description
Regulatory Reporting Analyst
Confidential Recruiting Partners
Role Description Our client is seeking an experienced Regulatory Reporting Analyst – Transaction Testing to support regulatory reporting remediation, specifically focusing on HRR/Structure Reports and MRIA 1 & 2 transaction testing. This role performs hands-on testing, documentation, and validation of financial and regulatory data to ensure accuracy, completeness, and alignment with regulatory expectations. This position requires strong experience with regulatory reporting, transaction-level testing, data lineage, and financial controls within a banking environment. No Visa Sponsorship Contract Duration: 2 months | W2 Compensation is experience based Work Model: Remote (U.S. Based) Requirements - Transaction Testing & Workpaper Development - Validate data accuracy from source systems GL regulatory schedules. - Evaluate evidence for completeness, appropriateness, and traceability. - Document testing steps, results, and exceptions in clear, regulator-ready workpapers. - Perform sample-based transaction testing for MRIA 1 & 2 in accordance with defined testing methodologies. - Regulatory Reporting Support - Assist in validating corrections, remediation activities, and control enhancements. - Review and validate data used in HRR / Structure Reports and related regulatory filings. - Support tie-outs, reconciliations, and variance analysis across financial and regulatory data sets. - Controls, Data Quality & Issue Management - Identify data quality issues and support root-cause analysis. - Assess control design and operating effectiveness related to regulatory reporting processes. - Document findings, gaps, and remediation recommendations in a clear, defensible format. - Cross-Functional Collaboration - Work with reporting, finance, risk, audit, and data teams to obtain evidence and clarify data flows. - Support preparation for regulatory exams, walkthroughs, and validation activities. Qualifications - Strong analytical and documentation skills. - High attention to detail and commitment to accuracy. - Proficiency in Excel; familiarity with SQL or data tools is a plus. - Ability to produce clear, concise, regulator-ready documentation. - Ability to work independently in a structured, deadline-driven environment. - Strong understanding of data lineage, reconciliations, and financial data flows. - 5+ years of experience in regulatory reporting, internal audit, risk & controls, or financial data validation within a bank or Big 4 environment. - Hands-on experience with at least one major regulatory report (e.g., FR Y-9C, FR Y-14, Call Reports, FR Y-15). - Demonstrated experience performing transaction testing, sample selection, evidence evaluation, or control testing. - Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field. Preferred Skills - Background in Big 4 advisory, regulatory reporting, or internal audit. - Experience in CCAR, DFAST, capital planning, or financial reporting controls. - Prior involvement in MRIA/MRA remediation, regulatory exams, or validation work.
Job Requirements
- Transaction Testing & Workpaper Development Validate data accuracy from source systems GL regulatory schedules.
- Evaluate evidence for completeness, appropriateness, and traceability.
- Document testing steps, results, and exceptions in clear, regulator-ready workpapers.
- Perform sample-based transaction testing for MRIA 1 & 2 in accordance with defined testing methodologies.
- Regulatory Reporting Support Assist in validating corrections, remediation activities, and control enhancements.
- Review and validate data used in HRR / Structure Reports and related regulatory filings.
- Support tie-outs, reconciliations, and variance analysis across financial and regulatory data sets.
- Controls, Data Quality & Issue Management Identify data quality issues and support root-cause analysis.
- Assess control design and operating effectiveness related to regulatory reporting processes.
- Document findings, gaps, and remediation recommendations in a clear, defensible format.
- Cross-Functional Collaboration Work with reporting, finance, risk, audit, and data teams to obtain evidence and clarify data flows.
- Support preparation for regulatory exams, walkthroughs, and validation activities.
- Strong analytical and documentation skills.
- High attention to detail and commitment to accuracy.
- Proficiency in Excel; familiarity with SQL or data tools is a plus.
- Ability to produce clear, concise, regulator-ready documentation.
- Ability to work independently in a structured, deadline-driven environment.
- Strong understanding of data lineage, reconciliations, and financial data flows.
- 5+ years of experience in regulatory reporting, internal audit, risk & controls, or financial data validation within a bank or Big 4 environment.
- Hands-on experience with at least one major regulatory report (e.g., FR Y-9C, FR Y-14, Call Reports, FR Y-15).
- Demonstrated experience performing transaction testing, sample selection, evidence evaluation, or control testing.
- Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field.
- Preferred Skills
- Background in Big 4 advisory, regulatory reporting, or internal audit.
- Experience in CCAR, DFAST, capital planning, or financial reporting controls.
- Prior involvement in MRIA/MRA remediation, regulatory exams, or validation work.
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