TransferMate Global Payments

• Ensuring compliance with local laws and regulations, including ASIC obligations, AFSL conditions, Corporations Act, and AUSTRAC AML/CTF Rules as well as DIA requirements in New Zealand • Maintaining and continuously improving the local regulatory compliance frameworks to ensure that all regulatory requirements in Australia and New Zealand, including the various AUSTRAC, ASIC and DIA guidances, are embedded in local policies and procedures • Preparing and filing SMRs with AUSTRAC and SARs with the DIA and respond to any follow-up inquiries or audits • Anticipating local compliance obligations and regulatory changes (both from a financial crime and non-financial crime perspective) and ensure these are addressed in a practical and scalable way • Leading regulatory engagements and manage relationships with regulators and supervisors in Australia and New Zealand around AML/FT and compliance matters more broadly • Representing the TransferMate compliance function on a variety of workstreams and industry bodies to develop regulatory strategies that align with global objectives and ensure controlled and compliant growth • Overseeing the day-to-day operations of the local AML/CFT and sanctions and compliance programme, including transaction monitoring and the filing of reports to AUSTRAC, as well as responding to enquiries made by regulators or law enforcement • Report on TransferMate’s compliance programme to the Board of Directors and prepare and submit the Annual Compliance Report to AUSTRAC • Conducting program level benchmarking assessments, and overseeing program improvements where necessary • Acting as the point of escalation for regulatory matters and providing compliance advisory to the business • Compliance oversight of regulatory reporting and providing support to other team charged with regulatory reporting • Conducting periodic reviews and audits to ensure compliance programs are in line with regulations, ensuring global-level controls are suitable for the local market