• Conduct compliance monitoring and testing on Hometap's Home Equity Investment (HEI) product and processes to ensure we meet regulatory requirements and internal policies • Summarize monitoring and testing results for management, including trend analysis and remediation tracking • Help manage consumer complaints by performing root cause analysis, recommending process improvements, tracking remediation, and ensuring responses meet regulatory deadlines and quality standards • Monitor risk indicators like QC results, compliance testing, and complaint data to identify potential control gaps and support remediation efforts • Partner with business teams to advise on new product offerings and features, ensuring compliance with current and proposed regulations • Participate in risk assessments, including control testing and remediation validation • Review marketing materials and homeowner-facing scripts for compliance with applicable regulations, including UDAAP • Stay current on federal, state, and local regulations relevant to home equity investments, such as Regulation Z (TILA), Regulation V (FCRA), Regulation B (ECOA), UDAAP, the Fair Housing Act, and Interagency Guidance on TPRM • Develop and deliver compliance training and communications for employees as needed • Keep up with the broader regulatory environment, industry standards, and best practices for financial institutions

• Partner with Product and Operations teams to provide guidance on new and existing home equity offerings, with a focus on state lending regulatory requirements • Participate in risk assessments, including control testing and remediation validation • Complete monitoring and compliance testing activities on a designated schedule, focusing on origination and servicing requirements such as state-specific disclosures, payoff statements, quarterly account statements, and default handling – including preparing reports and summarizing findings for stakeholders and senior management • Maintain current working knowledge of federal, state, and local regulations applicable to home equity investments, including Regulation Z (TILA), Regulation X (RESPA), Regulation B (ECOA), Regulation C (HMDA), FDCPA, and SCRA/MLA • Partner with business teams on issue remediation, including identifying open risks and ensuring operational changes are implemented to prevent future issues • Provide expert regulatory advice on compliance program elements • Monitor internal controls and establish testing programs within Servicing and Operations to ensure compliance with laws and regulations • Review communications and documentation templates for adherence to regulatory requirements • Assist in reviewing and resolving customer complaints related to servicing activities, identifying root causes, and documenting remediation as needed • Develop and deliver compliance training and communications for employees • Stay current on the broader regulatory environment, industry standards, and best practices for financial institutions

• Responsible for growing and sustaining the MedTech market for Vault applications, including Submissions, Registrations, Submission Publishing, and others as determined in the future • Provide thought leadership and sales support to teams in driving new opportunities in the Regulatory space • Provide business and technology guidance to the Product team in support of new or enhanced features and functionality in defined applications • Develop strategy and messaging for customer adoption of new features and functionality for a new and existing customer base • Coordinate resources across the customer lifecycle from sales to delivery and beyond • Present at industry conferences, lead webinars, and author articles for industry publications

• Assessment of change controls • Preparation of submission strategies • Identifying Japan regulatory requirements • Evaluating supporting documentation for acceptability and potential risks • Authoring high-quality variation packages for PCA and minor change notifications • Authoring responses to RTQs based on guidance • Operational support for GMP inspection packages • Liaison with clients and external partners for change management